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Advisor at W•••••• A••••••• L•
Salt Lake City, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• A••••••• L• | Asset manager | Jul 14, 2025 | n/a | yes | Salt Lake City, UT | Current employment |
| G••••••• P••• G••••• A••••••• | Asset manager | Sep 21, 2016 | Feb 25, 2025 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••••• P••• G••••• A••••••• | W•••••• A••••••• L• | Feb 25, 2025 | Jul 14, 2025 | 139 | Firm change | Other |
| R•• D••••• C••••••• L•• | G••••••• P••• G••••• A••••••• | Dec 31, 2015 | Sep 21, 2016 |
| R•• D••••• C••••••• L•• | n/a | May 6, 2013 | Dec 31, 2015 | no | ST. GEORGE, UT | Previous registration |
| R•• D••••• C•••••• | n/a | Nov 5, 2009 | Oct 3, 2011 | no | LAS VEGAS, NV | Previous registration |
| W•••••• A••••••• L• | Asset manager | Jan 10, 2006 | Nov 4, 2008 | no | SALT LAKE CITY, UT | Previous registration |
| 265 |
| Firm change |
| Other |
| R•• D••••• C•••••• | R•• D••••• C••••••• L•• | Oct 3, 2011 | May 6, 2013 | 581 | Firm change after gap | Other |
| W•••••• A••••••• L• | R•• D••••• C•••••• | Nov 4, 2008 | Nov 5, 2009 | 366 | Firm change | Other |