DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• S•••••• M•••••

W•••••• A••••••• L•asset managerSalt Lake City, UtIA-onlyIAPD 5079518

Chartered Financial Analyst

Feed of 09/14/2026

At current firm

1 y

since Jul 14, 2025

In the industry

20 y

since Dec 2, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••••• A••••••• L• asset manager current
since Jul 14, 2025 · Salt Lake City, Ut
G••••••• P••• G••••• A••••••• asset manager
Sep 21, 2016 to Feb 25, 2025 · Salt Lake City, Ut
R•• D••••• C••••••• L•• unclassified
May 6, 2013 to Dec 31, 2015 · St. George, Ut
R•• D••••• C•••••• unclassified
Nov 5, 2009 to Oct 3, 2011 · Las Vegas, Nv
W•••••• A••••••• L• asset manager
Jan 10, 2006 to Nov 4, 2008 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

G••••••• P••• G••••• A••••••• to W•••••• A••••••• L•
left Feb 25, 2025, registered Jul 14, 2025 (139 days) · Other
R•• D••••• C••••••• L•• to G••••••• P••• G••••• A•••••••
left Dec 31, 2015, registered Sep 21, 2016 (265 days) · Other
R•• D••••• C•••••• to R•• D••••• C••••••• L••
left Oct 3, 2011, registered May 6, 2013 (581 days) · Other
W•••••• A••••••• L• to R•• D••••• C••••••
left Nov 4, 2008, registered Nov 5, 2009 (366 days) · Other

Signals

M••• S•••••• M••••• left G••••••• P••• G••••• A••••••• for W•••••• A••••••• L• (registered 2025-07-14)
Feb 25, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address