DFX Intelligence

J•••• R• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

J•••• R• N••••••

Advisor at K•• I••••••••• S••••••• L••

BROOKLYN, OH | ROCHESTER, NY

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Search this name across graphsid dfx:ria:cdd168ee-553b-f3c9-4386-da9cf0049200

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Aug 8, 2022	n/a	yes	ROCHESTER, NY\|BROOKLYN, OH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 9, 2021	Aug 15, 2022	no	ROCHESTER, NY\|ROCHESTER, NY\|SYRACUSE, NY\|HONEOYE FALLS, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K•• I••••••••• S••••••• L••	Aug 15, 2022	Aug 8, 2022	-7	Firm change	RIA to ibd
M•• S••••••••• I•••	L•• F•••••••• L••	Jun 9, 2021	Jun 9, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:136300:NY:2022-08-15	Aug 15, 2022	Aug 8, 2022	HONEOYE FALLS, NY	Firm change

Relationships

Registered with (9)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
Aug 8, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 9, 2021 to Aug 15, 2022factForm ADV
→ M•• S••••••••• I•••Registered adviserregistration: previous registration
Jan 23, 2019 to Jun 9, 2021factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviser

Dated events

Occurred
Aug 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cdd168ee-553b-f3c9-4386-da9cf0049200
First observed: Apr 27, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.