J•••• R• N••••••

K•• I••••••••• S••••••• L••BD affiliatedBrooklyn, Oh dual registrantIAPD 4825674

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• R••••• N••••••••• N••••••

At current firm

4 y

since Aug 8, 2022

In the industry

21 y

since Apr 26, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• I••••••••• S••••••• L•• BD affiliated current
since Aug 8, 2022 · Rochester, Ny
L•• F•••••••• L•• BD affiliated
Jun 9, 2021 to Aug 15, 2022 · Rochester, Ny
M•• S••••••••• I••• unclassified
Jan 23, 2019 to Jun 9, 2021 · Rochester, Ny
A••••• A•• P••••••• S••••••• BD affiliated
Sep 12, 2014 to Sep 25, 2018 · Syracuse, Ny
C••••••• S••••••••• I••• BD affiliated
Nov 28, 2011 to Sep 5, 2014 · Philadelphia, Pa
C•••• I••••••••• S••••••• C•••• former
Mar 18, 2010 to Nov 18, 2011 · Boonton, Nj
P•• W••••• M••••••••• BD affiliated
Nov 13, 2009 to Mar 5, 2010 · Butler, Pa
N•••••• I••••••••• I••• unclassified
Sep 9, 2005 to Nov 13, 2009 · Pittsburgh, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 27, 2005 to Sep 6, 2005 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
left Aug 15, 2022, registered Aug 8, 2022 (-7 days) · RIA to affiliated broker-dealer or bank · moved with a team
M•• S••••••••• I••• to L•• F•••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
A••••• A•• P••••••• S••••••• to M•• S••••••••• I•••
left Sep 25, 2018, registered Jan 23, 2019 (120 days) · Other
C••••••• S••••••••• I••• to A••••• A•• P••••••• S•••••••
left Sep 5, 2014, registered Sep 12, 2014 (7 days) · Other
C•••• I••••••••• S••••••• C•••• to C••••••• S••••••••• I•••
left Nov 18, 2011, registered Nov 28, 2011 (10 days) · Other
P•• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••
left Mar 5, 2010, registered Mar 18, 2010 (13 days) · Other
N•••••• I••••••••• I••• to P•• W••••• M•••••••••
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••• I••••••••• I•••
left Sep 6, 2005, registered Sep 9, 2005 (3 days) · Other

Signals

••• Locked
Aug 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address