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RIA / WealthAdvisor31 years in industry

ERIC ALAN PETERSON

Advisor at PETERSON FINANCIAL GROUP, INC.

DES MOINES, IA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PETERSON FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 29, 1994
First registration: Jan 8, 2007
Dual registered: no
IAPD individual key: 2559934

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PETERSON FINANCIAL GROUP, INC.	Independent wealth	Oct 31, 2013	n/a	yes	DES MOINES, IA	Current employment
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jan 5, 2011	Nov 29, 2013	no	W DES MOINES, IA\|SARASOTA, FL	Previous registration
AMERICAN INVESTMENT SERVICES	Former SEC adviser	Dec 12, 2008	Nov 29, 2010	no	WEST DES MOINES, IA	Previous registration
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Oct 1, 2008	Dec 31, 2009	no	DES MOINES, IA\|PALM HARBOR, FL	Previous registration
USA FINANCIAL SECURITIES LLC	Independent wealth	Jan 7, 2008	Sep 30, 2008	no	DESMOINES, IA\|DESMOINES, IA\|ADA, MI	Previous registration
INVESTMENT ADVISORS CORP	Former SEC adviser	May 16, 2007	Dec 31, 2007	no	ANKENY, IA	Previous registration
SUCCESSFUL RESOURCE MANAGEMENT, LTD.	State registered	Jan 8, 2007	May 22, 2007	no	JOHNSTON, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	PETERSON FINANCIAL GROUP, INC.	Nov 29, 2013	Oct 31, 2013	-29	Firm change	Other
AMERICAN INVESTMENT SERVICES	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Nov 29, 2010	Jan 5, 2011	37	Firm change	Other
SYNERGY INVESTMENT GROUP, LLC	AMERICAN INVESTMENT SERVICES	Dec 31, 2009	Dec 12, 2008	-384	Firm change after gap	Other
USA FINANCIAL SECURITIES LLC	SYNERGY INVESTMENT GROUP, LLC	Sep 30, 2008	Oct 1, 2008	1	Firm change	Other
INVESTMENT ADVISORS CORP	USA FINANCIAL SECURITIES LLC	Dec 31, 2007	Jan 7, 2008	7	Firm change	Other
SUCCESSFUL RESOURCE MANAGEMENT, LTD.	INVESTMENT ADVISORS CORP	May 22, 2007	May 16, 2007	-6	Firm change	Other

Relationships

Registered with (7)

→ PETERSON FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Oct 31, 2013 to presentfactForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jan 5, 2011 to Nov 29, 2013factForm ADV
→ AMERICAN INVESTMENT SERVICESRegistered adviserregistration: previous registration
Dec 12, 2008 to Nov 29, 2010factForm ADV
→ SYNERGY INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to Dec 31, 2009factForm ADV
→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: previous registration
Jan 7, 2008 to Sep 30, 2008factForm ADV
→ INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
May 16, 2007 to Dec 31, 2007factForm ADV
→ SUCCESSFUL RESOURCE MANAGEMENT, LTD.Registered adviserregistration: previous registration
Jan 8, 2007 to May 22, 2007factForm ADV

Dated events

No dated event names this entity yet.