DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••••• L••• A••••••• S•••••••• I•••
Bentonville, AR | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••••• L••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 12, 2024 | n/a | yes | Bentonville, AR|CHICAGO, IL | Current employment |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 26, 2024 | Sep 3, 2024 | no | Little Rock, AR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | B•••••• L••• A••••••• S•••••••• I••• | Sep 3, 2024 | Sep 12, 2024 | 9 | Firm change | Ibd to ibd |
| L•••••• I••••••••• | C•••••• A••••••• | Dec 19, 2023 | May 4, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169291:315305:AR:2021-07-09 | Jul 9, 2021 | Jul 26, 2021 | LITTLE ROCK, AR | Firm change |
| C•••••• A••••••• | Bd affiliated wealth | May 4, 2022 | Dec 19, 2023 | no | Cabot, AR | Previous registration |
| L•••••• I••••••••• | Independent wealth | May 4, 2022 | Dec 19, 2023 | no | WOODLAND HILLS, CA|PALM BEACH GARDENS, FL|CABOT, AR | Previous registration |
| P•••••• I••••••••• A••••••• | State registered | Jul 26, 2021 | Apr 13, 2022 | no | CABOT, AR | Previous registration |
| T•••••• | Former SEC adviser | Jun 22, 2020 | Jul 9, 2021 | no | Little Rock, AR|Little Rock, AR|CONWAY, AR|CONWAY, AR | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Feb 14, 2020 | Jun 22, 2020 | no | LITTLE ROCK, AR | Previous registration |
| E••••• J•••• | National bd RIA | Mar 6, 2018 | Jan 9, 2020 | no | Little Rcok, AR|ST LOUIS, MO|Little Rock, AR | Previous registration |
| -594 |
| Firm change after gap |
| RIA to ibd |
| C•••••• A••••••• | M•• I•••••••• S•••••••• L•• | Dec 19, 2023 | Mar 26, 2024 | 98 | Firm change | Ibd to ibd |
| P•••••• I••••••••• A••••••• | L•••••• I••••••••• | Apr 13, 2022 | May 4, 2022 | 21 | Firm change | Other |
| T•••••• | P•••••• I••••••••• A••••••• | Jul 9, 2021 | Jul 26, 2021 | 17 | Firm change | RIA to state RIA |
| P••• A••••• S••••••••• L•• | T•••••• | Jun 22, 2020 | Jun 22, 2020 | 0 | Firm change | Ibd to RIA |
| E••••• J•••• | P••• A••••• S••••••••• L•• | Jan 9, 2020 | Feb 14, 2020 | 36 | Firm change | Ibd to ibd |