RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• B•••••
- B•••••• L••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 12, 2024 · Bentonville, Ar
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 26, 2024 to Sep 3, 2024 · Little Rock, Ar
- C•••••• A••••••• BD affiliatedMay 4, 2022 to Dec 19, 2023 · Cabot, Ar
- L•••••• I••••••••• independent RIAMay 4, 2022 to Dec 19, 2023 · Woodland Hills, Ca
- P•••••• I••••••••• A••••••• state registeredJul 26, 2021 to Apr 13, 2022 · Cabot, Ar
- T•••••• formerJun 22, 2020 to Jul 9, 2021 · Little Rock, Ar
- P••• A••••• S••••••••• L•• BD affiliatedFeb 14, 2020 to Jun 22, 2020 · Little Rock, Ar
- E••••• J•••• national BDMar 6, 2018 to Jan 9, 2020 · Little Rcok, Ar
- M•• I•••••••• S•••••••• L•• to B•••••• L••• A••••••• S•••••••• I•••left Sep 3, 2024, registered Sep 12, 2024 (9 days) · Affiliated broker-dealer or bank to another
- L•••••• I••••••••• to C•••••• A•••••••left Dec 19, 2023, registered May 4, 2022 (-594 days) · RIA to affiliated broker-dealer or bank
- C•••••• A••••••• to M•• I•••••••• S•••••••• L••left Dec 19, 2023, registered Mar 26, 2024 (98 days) · Affiliated broker-dealer or bank to another
- P•••••• I••••••••• A••••••• to L•••••• I•••••••••left Apr 13, 2022, registered May 4, 2022 (21 days) · Other
- T•••••• to P•••••• I••••••••• A•••••••left Jul 9, 2021, registered Jul 26, 2021 (17 days) · RIA to a state-registered adviser · moved with a team
- P••• A••••• S••••••••• L•• to T••••••left Jun 22, 2020, registered Jun 22, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to P••• A••••• S••••••••• L••left Jan 9, 2020, registered Feb 14, 2020 (36 days) · Affiliated broker-dealer or bank to another
- Garret Benson left Mml Investors Services, Llc for Bankers Life Advisory Services, Inc. (registered 2024-09-12)Sep 3, 2024 · Advisor changed firm · fact
- Garret Benson left Lincoln Investment for Mml Investors Services, Llc (registered 2024-03-26)Dec 19, 2023 · Advisor changed firm · fact
- Garret Benson left Capital Analysts for Lincoln Investment (registered 2022-05-04)Dec 19, 2023 · Advisor changed firm · fact
- Garret Benson left Paladin Investment Advisors for Capital Analysts (registered 2022-05-04)Apr 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address