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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

MARC HADLEY PERSHAN

Advisor at VALLEY FINANCIAL MANAGEMENT, INC.

PARAMUS, NJ | New York, NY | Chicago, IL

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Search this name across graphsid dfx:ria:ce7e4818-7ba8-b9b5-ef63-94a54cf6b26a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 29, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALLEY FINANCIAL MANAGEMENT, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 16, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: Oct 16, 1989
First registration: Jan 29, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1978954

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALLEY FINANCIAL MANAGEMENT, INC.	Bd affiliated wealth	May 22, 2026	n/a	yes	New York, NY\|Chicago, IL	Current employment
VALLEY WEALTH MANAGERS, INC.	Independent wealth	Jul 17, 2023	n/a	yes	Chicago, IL\|PARAMUS, NJ	Current employment
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC	Independent wealth	Mar 20, 2008	Sep 3, 2008	no	CHICAGO, IL	Previous registration
USF ADVISORS, LLC	n/a	Jun 3, 2005	Jul 9, 2007	no	CHICAGO, IL	Previous registration
ONTARIO STREET INVESTMENTS LLC	n/a	Jun 27, 2001	Jul 15, 2005	no	CHICAGO, IL	Previous registration
STERLING PORTFOLIO ALLOCATION SERVICE INC	n/a	Mar 19, 1999	Dec 31, 2003	no	CHICAGO, IL	Previous registration
WATERSTONE FINANCIAL GROUP, INC.	n/a	Jan 29, 1999	Jun 6, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC	VALLEY WEALTH MANAGERS, INC.	Sep 3, 2008	Jul 17, 2023	5,430	Firm change after gap	RIA to RIA
USF ADVISORS, LLC	KINGSBURY CAPITAL INVESTMENT ADVISORS LLC	Jul 9, 2007	Mar 20, 2008	255	Firm change	Other
ONTARIO STREET INVESTMENTS LLC	USF ADVISORS, LLC	Jul 15, 2005	Jun 3, 2005	-42	Firm change after gap	Other
WATERSTONE FINANCIAL GROUP, INC.	STERLING PORTFOLIO ALLOCATION SERVICE INC	Jun 6, 2005	Mar 19, 1999	-2,271	Firm change after gap	Other
STERLING PORTFOLIO ALLOCATION SERVICE INC	ONTARIO STREET INVESTMENTS LLC	Dec 31, 2003	Jun 27, 2001	-917	Firm change after gap	Other

Relationships

Registered with (7)

→ VALLEY FINANCIAL MANAGEMENT, INC.Registered adviserregistration: current employment
May 22, 2026 to presentfactForm ADV
→ VALLEY WEALTH MANAGERS, INC.Registered adviserregistration: current employment
Jul 17, 2023 to presentfactForm ADV
→ KINGSBURY CAPITAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Mar 20, 2008 to Sep 3, 2008factForm ADV
→ USF ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 3, 2005 to Jul 9, 2007factForm ADV
→ ONTARIO STREET INVESTMENTS LLCRegistered adviserregistration: previous registration
Jun 27, 2001 to Jul 15, 2005factForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 29, 1999 to Jun 6, 2005factForm ADV
→ STERLING PORTFOLIO ALLOCATION SERVICE INCRegistered adviserregistration: previous registration
Mar 19, 1999 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.