DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marc Hadley Pershan
Feed of 09/15/2026
At current firm
3 y
since Jul 17, 2023
In the industry
36 y
since Oct 16, 1989 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Valley Financial Management, Inc. BD affiliated currentsince May 22, 2026 · New York, Ny
- Valley Wealth Managers, Inc. independent RIA currentsince Jul 17, 2023 · Chicago, Il
- Kingsbury Capital Investment Advisors LLC independent RIAMar 20, 2008 to Sep 3, 2008 · Chicago, Il
- Usf Advisors, LLC unclassifiedJun 3, 2005 to Jul 9, 2007 · Chicago, Il
- Ontario Street Investments LLC unclassifiedJun 27, 2001 to Jul 15, 2005 · Chicago, Il
- Sterling Portfolio Allocation Service Inc unclassifiedMar 19, 1999 to Dec 31, 2003 · Chicago, Il
- Waterstone Financial Group, Inc. unclassifiedJan 29, 1999 to Jun 6, 2005 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Kingsbury Capital Investment Advisors LLC to Valley Wealth Managers, Inc.left Sep 3, 2008, registered Jul 17, 2023 (5430 days) · RIA to RIA
- Usf Advisors, LLC to Kingsbury Capital Investment Advisors LLCleft Jul 9, 2007, registered Mar 20, 2008 (255 days) · Other
- Ontario Street Investments LLC to Usf Advisors, LLCleft Jul 15, 2005, registered Jun 3, 2005 (-42 days) · Other
- Waterstone Financial Group, Inc. to Sterling Portfolio Allocation Service Incleft Jun 6, 2005, registered Mar 19, 1999 (-2271 days) · Other
- Sterling Portfolio Allocation Service Inc to Ontario Street Investments LLCleft Dec 31, 2003, registered Jun 27, 2001 (-917 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address