DFX Intelligence

G•••••• P•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

G•••••• P•••••• S•••••••

Advisor at Z•••• I••••••••• M••••••••• I•••

CHICAGO, IL

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Search this name across graphsid dfx:ria:ce99bf7b-a9c4-283e-9cbe-2ad3c66e30b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Z•••• I••••••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Z•••• I••••••••• M••••••••• I•••	Mixed wealth	Mar 31, 2021	n/a	yes	CHICAGO, IL	Current employment
D••••••• P••••••• L•••••	Mixed wealth	Sep 11, 2019	Jun 16, 2020	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• P••••••• L•••••	Z•••• I••••••••• M••••••••• I•••	Jun 16, 2020	Mar 31, 2021	288	Firm change	Other
W•••• F•••• A•••••••	D••••••• P••••••• L•••••	Dec 3, 2018	Sep 11, 2019

Relationships

Registered with (4)

→ Z•••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Mar 31, 2021 to presentfactForm ADV
→ D••••••• P••••••• L•••••Registered adviserregistration: previous registration
Sep 11, 2019 to Jun 16, 2020factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 31, 2018 to Dec 3, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce99bf7b-a9c4-283e-9cbe-2ad3c66e30b0
First observed: Jan 9, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.