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Advisor at WELLS FARGO ADVISORS
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 7, 2026 | n/a | yes | BETHESDA, MD | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 27, 2016 | Aug 7, 2026 | no | WASHINGTON, DC|COLUMBIA, MD|MCLEAN, VA|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|BETHESDA, MD|WASHINGTON, DC|BETHESDA, MD | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Dec 10, 2012 | Jun 1, 2016 | no | ROCKVILLE, MD|BETHESDA, MD|OLNEY, MD|POTOMAC, MD|POTOMAC, MD | Previous registration |
| NAVY FEDERAL ASSET MANAGEMENT, LLC | Former SEC adviser | Oct 14, 2009 | Oct 9, 2012 | no | VIENNA, VA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Oct 14, 2005 | Apr 4, 2008 | no | LAUREL, MD|LAUREL, MD | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 3, 2003 | Oct 3, 2005 | no | COLUMBIA, MD | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 23, 1999 | Jan 7, 2003 | no | CHEVY CHASE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Aug 7, 2026 | Aug 7, 2026 | 0 | Channel change | Wirehouse to wirehouse |
| PNC WEALTH MANAGEMENT | WELLS FARGO ADVISORS | Jun 1, 2016 | May 27, 2016 | -5 | Firm change | Other |
| NAVY FEDERAL ASSET MANAGEMENT, LLC | PNC WEALTH MANAGEMENT | Oct 9, 2012 | Dec 10, 2012 | 62 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | NAVY FEDERAL ASSET MANAGEMENT, LLC | Apr 4, 2008 | Oct 14, 2009 | 558 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SUNTRUST INVESTMENT SERVICES, INC. | Oct 3, 2005 | Oct 14, 2005 | 11 | Firm change | Other |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 7, 2003 | Jan 3, 2003 | -4 | Firm change | Other |