RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• M••••• B•••••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 7, 2026 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseMay 27, 2016 to Aug 7, 2026 · Washington, Dc
- P•• W••••• M••••••••• BD affiliatedDec 10, 2012 to Jun 1, 2016 · Rockville, Md
- N••• F•••••• A•••• M••••••••• L•• formerOct 14, 2009 to Oct 9, 2012 · Vienna, Va
- S••••••• I••••••••• S•••••••• I••• formerOct 14, 2005 to Apr 4, 2008 · Laurel, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 3, 2003 to Oct 3, 2005 · Columbia, Md
- M••••• S•••••• D• I••• unclassifiedSep 23, 1999 to Jan 7, 2003 · Chevy Chase, Md
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 7, 2026, registered Aug 7, 2026 (0 days) · channel change inside one enterprise, not a move
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Jun 1, 2016, registered May 27, 2016 (-5 days) · Other
- N••• F•••••• A•••• M••••••••• L•• to P•• W••••• M•••••••••left Oct 9, 2012, registered Dec 10, 2012 (62 days) · Other
- S••••••• I••••••••• S•••••••• I••• to N••• F•••••• A•••• M••••••••• L••left Apr 4, 2008, registered Oct 14, 2009 (558 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••left Oct 3, 2005, registered Oct 14, 2005 (11 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 7, 2003, registered Jan 3, 2003 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address