DFX Intelligence

M•••••• J••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M•••••• J••••• M•••••••

Advisor at N•• E••• W•••••

STAMFORD, CT

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Search this name across graphsid dfx:ria:cfde68e6-ef91-0ad7-4ea5-4ace502d6c32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• E••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• E••• W•••••	Bd affiliated wealth	Jan 6, 2026	n/a	yes	STAMFORD, CT	Current employment
P••••• C•••••• A•••••••• L••	Independent wealth	Jun 26, 2023	Dec 31, 2025	no	BRAINTREE, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• C•••••• A•••••••• L••	N•• E••• W•••••	Dec 31, 2025	Jan 6, 2026	6	Firm change	RIA to ibd
M•••••••• A•••••••	P••••• C•••••• A•••••••• L••	Jun 30, 2023	Jun 26, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
310327:307771:MA:2025-12-31	Dec 31, 2025	Jan 6, 2026	BRAINTREE, MA	Firm change
307857:310327:MA:2023-06-30	Jun 30, 2023	Jun 26, 2023	BOSTON, MA	Firm change
11025:307857:MA:2020-07-21	Jul 21, 2020	Jul 28, 2020	BOSTON, MA	Firm change

Relationships

Registered with (5)

→ N•• E••• W•••••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ P••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 26, 2023 to Dec 31, 2025factForm ADV
→ M•••••••• A•••••••Registered adviserregistration: previous registration
Jul 28, 2020 to Jun 30, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cfde68e6-ef91-0ad7-4ea5-4ace502d6c32
First observed: Jul 5, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.