DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Joseph Mccarthy
Feed of 09/14/2026
Also filed as Michael J Mccarthy
At current firm
0 y
since Jan 6, 2026
In the industry
23 y
since May 13, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- New Edge Wealth BD affiliated currentsince Jan 6, 2026 · Stamford, Ct
- Pallas Capital Advisors, LLC independent RIAJun 26, 2023 to Dec 31, 2025 · Braintree, Ma
- Mayflower Advisors mixed wealthJul 28, 2020 to Jun 30, 2023 · Boston, Ma
- Wells Fargo Advisors wirehouseFeb 27, 2015 to Jul 21, 2020 · Boston, Ma
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 5, 2007 to Mar 3, 2015 · Wellesley Hills, Ma
Moves
a registration end followed by a registration begin elsewhere
- Pallas Capital Advisors, LLC to New Edge Wealthleft Dec 31, 2025, registered Jan 6, 2026 (6 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Mayflower Advisors to Pallas Capital Advisors, LLCleft Jun 30, 2023, registered Jun 26, 2023 (-4 days) · RIA to RIA · moved with a team
- Wells Fargo Advisors to Mayflower Advisorsleft Jul 21, 2020, registered Jul 28, 2020 (7 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Mar 3, 2015, registered Feb 27, 2015 (-4 days) · Wirehouse to wirehouse
Signals
- Michael Joseph Mccarthy left Pallas Capital Advisors, Llc for New Edge Wealth (registered 2026-01-06)Dec 31, 2025 · Advisor changed firm · fact
- Michael Joseph Mccarthy left Mayflower Advisors for Pallas Capital Advisors, Llc (registered 2023-06-26)Jun 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address