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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

BRYAN J. MATHIE

Advisor at PNC WEALTH MANAGEMENT

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:d0243f61-f6b9-e6ba-0cb7-0646a4e9c55e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 10, 2000
First registration: Jul 16, 2001
Dual registered: yes, broker-dealer
Other names: BRYAN JOHN MATHIE
IAPD individual key: 4171660

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Oct 21, 2016	n/a	yes	PITTSBURGH, PA	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 13, 2009	May 12, 2016	no	JERSEY CITY, NJ\|OAK BROOK, IL\|FORT WORTH, TX\|Chicago, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 13, 2009	May 12, 2016	no	OMAHA, NE\|OMAHA, NE\|JERSEY CITY, NJ\|OMAHA, NE\|JERSEY CITY, NJ\|FORT WORTH, TX\|Westlake, TX\|CHICAGO, IL\|Westlake, TX\|JERSEY CITY, NJ	Previous registration
AMG DISTRIBUTORS, INC.	n/a	Jan 24, 2008	Nov 19, 2008	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
THE MOSAIC FINANCIAL GROUP, LLC	Independent wealth	Mar 23, 2007	Jan 22, 2008	no	CHICAGO, IL	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	Jan 30, 2004	Mar 5, 2007	no	CHICAGO, IL	Previous registration
RITTENHOUSE ASSET MANAGEMENT, INC.	n/a	Jul 16, 2001	Mar 5, 2007	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	PNC WEALTH MANAGEMENT	May 12, 2016	Oct 21, 2016	162	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	May 12, 2016	Aug 13, 2009	-2,464	Channel change	Other
AMG DISTRIBUTORS, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 19, 2008	Aug 13, 2009	267	Firm change	Other
THE MOSAIC FINANCIAL GROUP, LLC	AMG DISTRIBUTORS, INC.	Jan 22, 2008	Jan 24, 2008	2	Firm change	Other
NUVEEN FUND ADVISORS, LLC	THE MOSAIC FINANCIAL GROUP, LLC	Mar 5, 2007	Mar 23, 2007	18	Firm change	Other
RITTENHOUSE ASSET MANAGEMENT, INC.	NUVEEN FUND ADVISORS, LLC	Mar 5, 2007	Jan 30, 2004	-1,130	Firm change after gap	Other

Relationships

Registered with (7)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Oct 21, 2016 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 13, 2009 to May 12, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 13, 2009 to May 12, 2016factForm ADV
→ AMG DISTRIBUTORS, INC.Registered adviserregistration: previous registration
Jan 24, 2008 to Nov 19, 2008factForm ADV
→ THE MOSAIC FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Mar 23, 2007 to Jan 22, 2008factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 30, 2004 to Mar 5, 2007factForm ADV
→ RITTENHOUSE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 16, 2001 to Mar 5, 2007factForm ADV

Dated events

No dated event names this entity yet.