DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bryan J. Mathie
Feed of 09/14/2026
Also filed as Bryan John Mathie
At current firm
9 y
since Oct 21, 2016
In the industry
26 y
since Jul 10, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Wealth Management BD affiliated currentsince Oct 21, 2016 · Pittsburgh, Pa
- Td Ameritrade Investment Management, LLC formerAug 13, 2009 to May 12, 2016 · Jersey City, Nj
- Td Ameritrade, Inc. formerAug 13, 2009 to May 12, 2016 · Omaha, Ne
- Amg Distributors, Inc. unclassifiedJan 24, 2008 to Nov 19, 2008 · Chicago, Il
- The Mosaic Financial Group, LLC independent RIAMar 23, 2007 to Jan 22, 2008 · Chicago, Il
- Nuveen Fund Advisors, LLC asset managerJan 30, 2004 to Mar 5, 2007 · Chicago, Il
- Rittenhouse Asset Management, Inc. unclassifiedJul 16, 2001 to Mar 5, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade, Inc. to Pnc Wealth Managementleft May 12, 2016, registered Oct 21, 2016 (162 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left May 12, 2016, registered Aug 13, 2009 (-2464 days) · channel change inside one enterprise, not a move
- Amg Distributors, Inc. to Td Ameritrade Investment Management, LLCleft Nov 19, 2008, registered Aug 13, 2009 (267 days) · Other
- The Mosaic Financial Group, LLC to Amg Distributors, Inc.left Jan 22, 2008, registered Jan 24, 2008 (2 days) · Other
- Nuveen Fund Advisors, LLC to The Mosaic Financial Group, LLCleft Mar 5, 2007, registered Mar 23, 2007 (18 days) · Other
- Rittenhouse Asset Management, Inc. to Nuveen Fund Advisors, LLCleft Mar 5, 2007, registered Jan 30, 2004 (-1130 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address