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RIA / WealthAdvisorCertified Financial Planner18 years in industry

JENNIFER K STRONG

Advisor at KATE CAPITAL GROUP

WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:d028f5af-bc3b-966f-ce3d-6e40103df0b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KATE CAPITAL GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 12, 2015
First registration: Jan 7, 2008
Dual registered: no
Other names: JENNIFER KATE PURDY|JENNIFER KATE PURDY|JENNIFER K PURDY|JENNIFER KATE SMITH
IAPD individual key: 2263721

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KATE CAPITAL GROUP	State registered	Jan 5, 2026	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
EAGLESON ARNDT FINANCIAL ADVISORS	Former SEC adviser	Jan 12, 2024	May 8, 2026	no	THOUSAND OAKS, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 9, 2016	Jan 11, 2024	no	WESTLAKE VILLAGE, CA\|Ventura, CA\|SAN DIEGO, CA\|VENTURA, CA\|CARPINTERIA, CA\|WESTLAKE VILLAGE, CA\|CAMARILLO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 13, 2015	Mar 8, 2016	no	WESTLAKE VILLAGE, CA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 7, 2008	Jun 5, 2009	no	PORT HUENEME, CA\|VENTURA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EAGLESON ARNDT FINANCIAL ADVISORS	KATE CAPITAL GROUP	May 8, 2026	Jan 5, 2026	-123	Firm change after gap	RIA to state RIA
LPL FINANCIAL LLC	EAGLESON ARNDT FINANCIAL ADVISORS	Jan 11, 2024	Jan 12, 2024	1	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Mar 8, 2016	Mar 9, 2016	1	Firm change	Other
CETERA INVESTMENT SERVICES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 5, 2009	Feb 13, 2015	2,079	Firm change after gap	Other

Relationships

Registered with (5)

→ KATE CAPITAL GROUPRegistered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ EAGLESON ARNDT FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 12, 2024 to May 8, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 9, 2016 to Jan 11, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 13, 2015 to Mar 8, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 7, 2008 to Jun 5, 2009factForm ADV

Dated events

Occurred
May 8, 2026
Advisor changed firm
Jennifer K Strong left Eagleson Arndt Financial Advisors for Kate Capital Group (registered 2026-01-05)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2024
Advisor changed firm
Jennifer K Strong left Lpl Financial Llc for Eagleson Arndt Financial Advisors (registered 2024-01-12)
Form ADVobserved 6 days ago