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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)39 years in industry

LARRY ALAN DIETZ

Advisor at UNITED ADVISOR GROUP

South Bend, IN | CINCINNATI, OH

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Search this name across graphsid dfx:ria:d0b0c034-aee9-a1cb-8d6d-73d676259162

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 2, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED ADVISOR GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63
First exam: Mar 30, 1987
First registration: Jan 2, 2001
Dual registered: yes, broker-dealer
Other names: LARRY ALAN DIETZ|Larry A Dietz
IAPD individual key: 1199585

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED ADVISOR GROUP	Independent wealth	Mar 18, 2025	n/a	yes	South Bend, IN\|CINCINNATI, OH	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 7, 2023	Mar 24, 2025	no	SOUTH BEND, IN\|SAN DIEGO, CA\|SOUTH BEND, IN\|South Bend, IN	Previous registration
MARINER ADVISOR NETWORK	Bd affiliated wealth	Feb 17, 2023	Mar 20, 2025	no	South Bend, IN	Previous registration
VALMARK ADVISERS, INC.	Bd affiliated wealth	Jan 21, 2020	Feb 17, 2023	no	South Bend, IN	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 2, 2015	Jan 17, 2020	no	South Bend, IN	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jan 2, 2001	Nov 2, 2015	no	SOUTH BEND, IN\|SOUTH BEND, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	UNITED ADVISOR GROUP	Mar 24, 2025	Mar 18, 2025	-6	Firm change	Ibd to RIA
MARINER ADVISOR NETWORK	LPL FINANCIAL LLC	Mar 20, 2025	Mar 7, 2023	-744	Firm change after gap	Ibd to RIA
VALMARK ADVISERS, INC.	MARINER ADVISOR NETWORK	Feb 17, 2023	Feb 17, 2023	0	Firm change	Ibd to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	VALMARK ADVISERS, INC.	Jan 17, 2020	Jan 21, 2020	4	Firm change	Ibd to ibd
PARK AVENUE SECURITIES LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 2, 2015	Nov 2, 2015	0	Firm change	Other

Relationships

Registered with (6)

→ UNITED ADVISOR GROUPRegistered adviserregistration: current employment
Mar 18, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 7, 2023 to Mar 24, 2025factForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Feb 17, 2023 to Mar 20, 2025factForm ADV
→ VALMARK ADVISERS, INC.Registered adviserregistration: previous registration
Jan 21, 2020 to Feb 17, 2023factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 2, 2015 to Jan 17, 2020factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jan 2, 2001 to Nov 2, 2015factForm ADV

Dated events

Occurred
Mar 24, 2025
Advisor changed firm
Larry Alan Dietz left Lpl Financial Llc for United Advisor Group (registered 2025-03-18)
Form ADVobserved 4 days ago
Occurred
Mar 20, 2025
Advisor changed firm
Larry Alan Dietz left Mariner Advisor Network for Lpl Financial Llc (registered 2023-03-07)
Form ADVobserved 4 days ago
Occurred
Feb 17, 2023
Advisor changed firm
Larry Alan Dietz left Valmark Advisers, Inc. for Mariner Advisor Network (registered 2023-02-17)
Form ADVobserved 4 days ago