DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Larry Alan Dietz
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Larry Alan Dietz
At current firm
1 y
since Mar 18, 2025
In the industry
39 y
since Mar 30, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- United Advisor Group independent RIA currentsince Mar 18, 2025 · South Bend, In
- LPL Financial LLC BD affiliatedMar 7, 2023 to Mar 24, 2025 · South Bend, In
- Mariner Advisor Network BD affiliatedFeb 17, 2023 to Mar 20, 2025 · South Bend, In
- Valmark Advisers, Inc. BD affiliatedJan 21, 2020 to Feb 17, 2023 · South Bend, In
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 2, 2015 to Jan 17, 2020 · South Bend, In
- Park Avenue Securities LLC BD affiliatedJan 2, 2001 to Nov 2, 2015 · South Bend, In
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to United Advisor Groupleft Mar 24, 2025, registered Mar 18, 2025 (-6 days) · Affiliated broker-dealer or bank to independent RIA
- Mariner Advisor Network to LPL Financial LLCleft Mar 20, 2025, registered Mar 7, 2023 (-744 days) · Affiliated broker-dealer or bank to independent RIA
- Valmark Advisers, Inc. to Mariner Advisor Networkleft Feb 17, 2023, registered Feb 17, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Cambridge Investment Research Advisors, Inc. to Valmark Advisers, Inc.left Jan 17, 2020, registered Jan 21, 2020 (4 days) · Affiliated broker-dealer or bank to another
- Park Avenue Securities LLC to Cambridge Investment Research Advisors, Inc.left Nov 2, 2015, registered Nov 2, 2015 (0 days) · Other
Signals
- Larry Alan Dietz left Lpl Financial Llc for United Advisor Group (registered 2025-03-18)Mar 24, 2025 · Advisor changed firm · fact
- Larry Alan Dietz left Mariner Advisor Network for Lpl Financial Llc (registered 2023-03-07)Mar 20, 2025 · Advisor changed firm · fact
- Larry Alan Dietz left Valmark Advisers, Inc. for Mariner Advisor Network (registered 2023-02-17)Feb 17, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address