DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 12, 2023 | n/a | yes | PALM BEACH GARDENS, FL | Current employment |
| MORGAN STANLEY | Wirehouse | May 30, 2023 | Aug 31, 2023 | no | Boca Raton, FL | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Sep 14, 2022 | May 4, 2023 | no | BOCA RATON, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 28, 2016 | Jun 13, 2022 | no | BOCA RATON, FL|Boca Raton, FL|Boca Raton, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 2, 2013 | Nov 10, 2016 | no | SUMMIT, NJ|BOCA RATON, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Jul 30, 2013 | no | FLEMINGTON, NJ|BETHLEHEM, PA|BRIDGEWATER, NJ|SUMMIT, NJ|BEDMINSTER, NJ | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Dec 5, 2008 | Oct 23, 2009 | no | BRIDGEWATER, NJ|SUMMIT, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Aug 31, 2023 | Dec 12, 2023 | 103 | Firm change | Wirehouse to wirehouse |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | MORGAN STANLEY | May 4, 2023 | May 30, 2023 | 26 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jun 13, 2022 | Sep 14, 2022 | 93 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Nov 10, 2016 | Nov 28, 2016 | 18 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 30, 2013 | Aug 2, 2013 | 3 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |