DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A••••

W•••• F•••• A•••••••wirehousePalm Beach Gardens, Fldual registrantIAPD 4720538

Feed of 09/14/2026

Also filed as Maria Brescia

At current firm

2 y

since Dec 12, 2023

In the industry

22 y

since Jul 30, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Dec 12, 2023 · Palm Beach Gardens, Fl
M••••• S•••••• wirehouse
May 30, 2023 to Aug 31, 2023 · Boca Raton, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Sep 14, 2022 to May 4, 2023 · Boca Raton, Fl
M••••• S•••••• wirehouse
Nov 28, 2016 to Jun 13, 2022 · Boca Raton, Fl
W•••• F•••• A••••••• wirehouse
Aug 2, 2013 to Nov 10, 2016 · Summit, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Jul 30, 2013 · Flemington, Nj
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Dec 5, 2008 to Oct 23, 2009 · Bridgewater, Nj

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to W•••• F•••• A•••••••
left Aug 31, 2023, registered Dec 12, 2023 (103 days) · Wirehouse to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to M••••• S••••••
left May 4, 2023, registered May 30, 2023 (26 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 13, 2022, registered Sep 14, 2022 (93 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M••••• S••••••
left Nov 10, 2016, registered Nov 28, 2016 (18 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jul 30, 2013, registered Aug 2, 2013 (3 days) · Wirehouse to wirehouse
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move

Signals

M••• A•••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2023-12-12)
Aug 31, 2023 · Advisor changed firm · fact
M••• A•••• left F••••••• P••••••• A•• W•••••••• A••••••• for M••••• S•••••• (registered 2023-05-30)
May 4, 2023 · Advisor changed firm · fact
M••• A•••• left M••••• S•••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-09-14)
Jun 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address