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Advisor at HUNTINGTON FINANCIAL ADVISORS
CLEVELAND, OH | Chicago, IL | Cleveland, OH | Minneapolis, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 29, 2026 | n/a | yes | CLEVELAND, OH|Cleveland, OH|Minneapolis, MN | Current employment |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | May 28, 2021 | n/a | yes | Chicago, IL|Cleveland, OH | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Nov 15, 2018 | Dec 31, 2020 | no | Fairlawn, OH | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Nov 15, 2018 | Jan 11, 2021 | no | Copley, OH | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Apr 16, 2015 | Oct 29, 2018 | no | CLEVELAND, OH|KALAMAZOO, MI|CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE, INC. | HUNTINGTON FINANCIAL ADVISORS | Jan 11, 2021 | May 28, 2021 | 137 | Firm change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Dec 31, 2020 | Nov 15, 2018 | -777 | Bulk transfer | Other |
| PNC WEALTH MANAGEMENT | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 29, 2018 | Nov 15, 2018 | 17 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7870:16986:OH:2021-01-11 | Jan 11, 2021 | May 28, 2021 | COPLEY, OH | Firm change |
| 129052:111514:OH:2018-10-29 | Oct 29, 2018 | Nov 15, 2018 | CLEVELAND, OH | Firm change |