DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• W••••• M•••••••••
Legal name F••••• W••••• M••••••••• L•••
Latest filing Jun 8, 2026
First filing on the tape Mar 27, 2012 · 32 filings
SEC status approved since Aug 4, 1989
RAUM
$781M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$781M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$156M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$781M as of Jun 8, 2026
Mar 27, 2012$126M then
HNW client RAUM$745M as of Jun 8, 2026
Mar 9, 2018$289M then
State-registered IARs (5.B.3)5 as of Jun 8, 2026
Mar 7, 20133 then
Employees (5.A)8 as of Jun 8, 2026
Mar 7, 20134 then
Private funds: no history
RAUM +24% over the last fiscal year+22% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $156MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $887,522derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $386M, 139 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$745M95%
- Individuals$36.2M4.6%
- Individual clients
- 64reported
- HNW clients
- 175reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 880reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $386M for 139 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••••• C•••••• H••••Certified Financial Planner, Chartered Financial Analyst | Chicago, Il | Sep 3, 2009 | 22 y | 2 |
| J••• M•••••• B••••Certified Financial Planner | Chicago, Il | Apr 2, 2018 | 10 y | 1 |
| R••• M••• R•••••••• | Chicago, Il | Jul 5, 2023 | 10 y | 0 |
| B•••• L••••• G••••••• | Chicago, Il | Sep 9, 2024 | 13 y | 0 |
| E•••• S•••••• | Chicago, Il | Jun 8, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••• J••••• R••••• to P•••••• V••••• L••Jan 11, 2018 · Other
- B•••• E• S•••• to W•••• F•••• A•••••••Aug 14, 2017 · Other
- W•••••• V••••• G••••••• to M••••••Nov 15, 2011 · Other
- G••• C••••••••• R•••••••• to G•• F•••••••• S•••••••• L••Jan 22, 2010 · Other
- D••••••• J••••• V•••••• to F••••••••• F••••••••• L••Oct 27, 2009 · Other
Joined, latest
- J••• M•••••• B•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 2, 2018 · Wirehouse to independent RIA
- D••••• J••••• R••••• from O•••• F•• I•••May 30, 2017 · Other
- B•••• E• S•••• from S•••••• N••••••• • C••••••• I•••••••••Jun 13, 2016 · Other
- W•••••• V••••• G••••••• from F••••••• P••••••• C•••••• M••••••••• C••••••Nov 10, 2010 · Other
- R••••••• C•••••• H•••• from L•• F•••••••• I•••Sep 3, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• R•••••••• C• · Shareholder, President, Ceo, & Ccocontrolsince 06/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Mar 5, 2026 to Jun 8, 2026
- Employees · 7 to 8Mar 5, 2026 to Jun 8, 2026
- State-registered IARs · 4 to 5Mar 5, 2026 to Jun 8, 2026
- Accounts · 810 to 880Dec 22, 2025 to Mar 5, 2026
- HNW clients · 169 to 175Dec 22, 2025 to Mar 5, 2026
- Individual clients · 53 to 64Dec 22, 2025 to Mar 5, 2026
- Assets in custody · $299M to $386MDec 22, 2025 to Mar 5, 2026
- Employees · 6 to 7Dec 22, 2025 to Mar 5, 2026
- Discretionary RAUM · $571M to $765MDec 22, 2025 to Mar 5, 2026
- HNW RAUM · $603M to $745MDec 22, 2025 to Mar 5, 2026
- Individual RAUM · $26.9M to $36.2MDec 22, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $59.1M to $16.2MDec 22, 2025 to Mar 5, 2026
- RAUM · $630M to $781MDec 22, 2025 to Mar 5, 2026
- Business name · CLUNE & ASSOCIATES to FACTOR WEALTH MANAGEMENTMay 8, 2025 to Dec 22, 2025
- Employees · 5 to 6May 8, 2025 to Dec 22, 2025
- Legal name · CLUNE & ASSOCIATES, LTD. to FACTOR WEALTH MANAGEMENT LTD.May 8, 2025 to Dec 22, 2025
- Financial planning clients · 101-250 to 101-250Mar 21, 2025 to May 8, 2025
- Accounts · 772 to 810Nov 13, 2024 to Mar 21, 2025
- Charity clients · unset to 0.0Nov 13, 2024 to Mar 21, 2025
- Corporate clients · unset to 0.0Nov 13, 2024 to Mar 21, 2025
- HNW clients · 157 to 169Nov 13, 2024 to Mar 21, 2025
- Individual clients · 59 to 53Nov 13, 2024 to Mar 21, 2025
- Assets in custody · $431M to $299MNov 13, 2024 to Mar 21, 2025
- Discretionary RAUM · $503M to $571MNov 13, 2024 to Mar 21, 2025
- HNW RAUM · $546M to $603MNov 13, 2024 to Mar 21, 2025
- Individual RAUM · $32.9M to $26.9MNov 13, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $80.0M to $59.1MNov 13, 2024 to Mar 21, 2025
- RAUM · $583M to $630MNov 13, 2024 to Mar 21, 2025
- Advisory employees · 5 to 4Sep 9, 2024 to Nov 13, 2024
- Employees · 6 to 5Sep 9, 2024 to Nov 13, 2024
- State-registered IARs · 5 to 4Sep 9, 2024 to Nov 13, 2024
- Other offices · 2 to 0Sep 9, 2024 to Nov 13, 2024
- Advisory employees · 4 to 5Mar 19, 2024 to Sep 9, 2024
- Advisory activities · 4 to 5Mar 19, 2024 to Sep 9, 2024
- Employees · 5 to 6Mar 19, 2024 to Sep 9, 2024
- State-registered IARs · 4 to 5Mar 19, 2024 to Sep 9, 2024
- Accounts · 697 to 772Jun 9, 2023 to Mar 19, 2024
- Corporate clients · 0.0 to unsetJun 9, 2023 to Mar 19, 2024
- HNW clients · 147 to 157Jun 9, 2023 to Mar 19, 2024
- Individual clients · 55 to 59Jun 9, 2023 to Mar 19, 2024
Signals
2 dated events
- Factor Wealth Management reported RAUM $582.7M, up 34% from $433.7M (2023-06-09 to 2024-03-19)Mar 19, 2024 · RAUM change · derived
- Stancati Eileen Clune (President & Ceo) no longer on Schedule A of Factor Wealth Management (listed 2021-03-23, absent 2021-07-20)Jul 20, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@factorwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 312-535-4252reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 312-644-5040reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/factorwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- factorwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (312) 644-5040reportedpublic record, Form ADV, Jun 8, 2026
- Team page
- factorwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $156Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026