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N••••••• S•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist12 years in industry

N••••••• S•••••• W•••

Advisor at A••••• F•••••••• S•••••••

Fircrest, WA

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Search this name across graphsid dfx:ria:d1270899-ed59-7ebf-f629-bba1daf912e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 2, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• S•••••••	State registered	May 19, 2026	n/a	yes	Fircrest, WA	Current employment
M•••••• F•••••••• • C•••	Independent wealth	Jan 20, 2023	May 7, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• F•••••••• • C•••	A••••• F•••••••• S•••••••	May 7, 2026	May 19, 2026	12	Firm change	RIA to state RIA
T•••• I••••••••• M•••••••••	M•••••• F•••••••• • C•••	Oct 4, 2022

Relationships

Registered with (3)

→ A••••• F•••••••• S•••••••Registered adviserregistration: current employment
May 19, 2026 to presentfactForm ADV
→ M•••••• F•••••••• • C•••Registered adviserregistration: previous registration
Jan 20, 2023 to May 7, 2026factForm ADV
→ T•••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Mar 2, 2020 to Oct 4, 2022factForm ADV

Dated events

Occurred
May 7, 2026
Advisor changed firm
N••••••• S•••••• W••• left M•••••• F•••••••• • C••• for A••••• F•••••••• S••••••• (registered 2026-05-19)
Form ADVobserved 7 days ago
Occurred
Oct 4, 2022
Advisor changed firm
N••••••• S•••••• W••• left T•••• I••••••••• M••••••••• for M•••••• F•••••••• • C••• (registered 2023-01-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1270899-ed59-7ebf-f629-bba1daf912e5
First observed: Mar 2, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.