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Advisor at CWA ASSET MANAGEMENT GROUP
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWA ASSET MANAGEMENT GROUP | Independent wealth | Feb 25, 2021 | n/a | yes | NAPLES, FL | Current employment |
| CW INSTITUTIONAL, LLC | Former SEC adviser | Jan 24, 2022 | Mar 27, 2025 | no | NAPLES, FL | Previous registration |
| CWA NAPLES, LLC | Former SEC adviser | Feb 24, 2021 | Dec 31, 2022 | no | NAPLES, FL | Previous registration |
| KEEL POINT, LLC | Independent wealth | Feb 16, 2016 | Aug 27, 2020 | no | HUNTSVILLE, AL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 21, 2014 | May 15, 2015 | no | Birmingham, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CW INSTITUTIONAL, LLC | n/a | Mar 27, 2025 | n/a | n/a | Departure no registered destination | Departure |
| CWA NAPLES, LLC | CWA ASSET MANAGEMENT GROUP | Dec 31, 2022 | Feb 25, 2021 | -674 | Firm change after gap | RIA to RIA |
| KEEL POINT, LLC | CWA NAPLES, LLC | Aug 27, 2020 | Feb 24, 2021 | 181 | Firm change | RIA to RIA |
| MORGAN STANLEY | KEEL POINT, LLC | May 15, 2015 | Feb 16, 2016 | 277 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 166489:158940:FL:2022-12-31 | Dec 31, 2022 | Feb 25, 2021 | NAPLES, FL | Firm change after gap |
| 149777:127902:AL:2015-05-13 | May 15, 2015 | Feb 16, 2016 | BIRMINGHAM, AL | Firm change |