D•• E••••• A••

Advisor at C•••••• A•••••••

ROME, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d17899a0-5bb0-96d9-71e0-6add30b21388

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Feb 6, 2012	n/a	yes	ROME, GA	Current employment
T•• L•••• A••••••• G••••	Independent wealth	Aug 18, 2010	Nov 14, 2011	no	ROME, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• L•••• A••••••• G••••	C•••••• A•••••••	Nov 14, 2011	Feb 6, 2012	84	Firm change	RIA to new firm
E••••••• I••••••••• A•••••••• L••	T•• L•••• A••••••• G••••	Jul 22, 2009	Aug 18, 2010

Relationships

Registered with (3)

→ C•••••• A•••••••Registered adviserregistration: current employment
Feb 6, 2012 to presentfactForm ADV
→ T•• L•••• A••••••• G••••Registered adviserregistration: previous registration
Aug 18, 2010 to Nov 14, 2011factForm ADV
→ E••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 28, 2009 to Jul 22, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d17899a0-5bb0-96d9-71e0-6add30b21388
First observed: Oct 14, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.