DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
14 y
since Feb 6, 2012
In the industry
31 y
since Jun 1, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Corecap Advisors BD affiliated currentsince Feb 6, 2012 · Rome, Ga
- The Lloyd Advisory Group independent RIAAug 18, 2010 to Nov 14, 2011 · Rome, Ga
- Envision Investment Advisors, LLC unclassifiedMay 28, 2009 to Jul 22, 2009 · Rome, Ga
- Envision Investment Advisors, LLC unclassifiedOct 14, 2008 to Dec 31, 2008 · Rome, Ga
Moves
a registration end followed by a registration begin elsewhere
- The Lloyd Advisory Group to Corecap Advisorsleft Nov 14, 2011, registered Feb 6, 2012 (84 days) · RIA to a newly registered adviser
- Envision Investment Advisors, LLC to The Lloyd Advisory Groupleft Jul 22, 2009, registered Aug 18, 2010 (392 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address