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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Indiana Flores Cary

Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC

Greensboro, NC

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Search this name across graphsid dfx:ria:d1df343d-459f-08df-7026-44aa60b31db7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRANSAMERICA RETIREMENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 9, 2015
First registration: Jun 10, 2015
Dual registered: yes, broker-dealer
Other names: INDIANA CARY|Indiana Flores Zapata|INDIANA FLORES CARY|INDIANA F CARY
IAPD individual key: 5579466

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Sep 27, 2023	n/a	yes	Greensboro, NC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 13, 2018	Oct 1, 2021	no	LISLE, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 12, 2017	Apr 11, 2018	no	Chicago, IL\|CHICAGO, IL\|Chicago, IL	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Jun 10, 2015	Jul 5, 2016	no	DOWNERS GROVE, IL\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TRANSAMERICA RETIREMENT ADVISORS, LLC	Oct 1, 2021	Sep 27, 2023	726	Firm change after gap	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 11, 2018	Sep 13, 2018	155	Firm change	Wirehouse to wirehouse
INVESCO ADVISERS, INC.	J.P. MORGAN SECURITIES LLC	Jul 5, 2016	Sep 12, 2017	434	Firm change after gap	Other

Relationships

Registered with (4)

→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: current employment
Sep 27, 2023 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 13, 2018 to Oct 1, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 12, 2017 to Apr 11, 2018factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jun 10, 2015 to Jul 5, 2016factForm ADV

Dated events

No dated event names this entity yet.