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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)21 years in industry

Francis Bernard Miller

Advisor at PKS ADVISORY SERVICES, LLC

Chesterfield, VA | ALBANY, NY

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Search this name across graphsid dfx:ria:d251ff6a-05ae-b995-0da8-763d94552765

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PKS ADVISORY SERVICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Jun 23, 2005
First registration: Mar 7, 2006
Dual registered: yes, broker-dealer
Other names: FRANK MILLER|FRANCIS B MILLER|FRANK B MILLER|FRANK B MILLER|FRANCIS BERNARD MILLER|FRANCIS MILLER|Francis Bernard Miller|FRANCIS BERNARD MILLER
IAPD individual key: 4815317

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PKS ADVISORY SERVICES, LLC	Independent wealth	Jul 10, 2023	n/a	yes	Chesterfield, VA\|ALBANY, NY	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 11, 2017	Aug 31, 2022	no	ALLENTOWN, PA\|LEMOYNE, PA\|ALLENTOWN, PA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 1, 2016	Aug 4, 2017	no	Radnor, PA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 20, 2014	Jun 17, 2014	no	BALA CYNWYD, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 11, 2013	Feb 10, 2014	no	ALLENTOWN, PA	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Apr 23, 2008	Oct 5, 2011	no	SOMERSET, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 23, 2008	Oct 5, 2011	no	SOMERSET, NJ	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Apr 23, 2008	Oct 5, 2011	no	SOMERSET, NJ	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Apr 23, 2008	Oct 5, 2011	no	ISELIN, NJ\|SOMERSET, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 21, 2007	Nov 9, 2007	no	CEDAR GROVE, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 7, 2006	Jul 21, 2006	no	BRANCHBURG, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	PKS ADVISORY SERVICES, LLC	Aug 31, 2022	Jul 10, 2023	313	Firm change	Wirehouse to RIA
MML INVESTORS SERVICES, LLC	WELLS FARGO ADVISORS	Aug 4, 2017	Aug 11, 2017	7	Firm change	Other
EQUITABLE ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Jun 17, 2014	Feb 1, 2016	594	Firm change after gap	Other
WELLS FARGO ADVISORS	EQUITABLE ADVISORS, LLC	Feb 10, 2014	Feb 20, 2014	10	Firm change	Wirehouse to ibd
TOWER SQUARE SECURITIES, INC.	NEW ENGLAND SECURITIES CORPORATION	Oct 5, 2011	Apr 23, 2008	-1,260	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	TOWER SQUARE SECURITIES, INC.	Oct 5, 2011	Apr 23, 2008	-1,260	Channel change	Other
MSI FINANCIAL SERVICES, INC.	TOWER SQUARE SECURITIES, INC.	Oct 5, 2011	Apr 23, 2008	-1,260	Firm change after gap	Other
WALNUT STREET SECURITIES, INC.	NEW ENGLAND SECURITIES CORPORATION	Oct 5, 2011	Apr 23, 2008	-1,260	Channel change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WALNUT STREET SECURITIES, INC.	Nov 9, 2007	Apr 23, 2008	166	Firm change	Other
PNC WEALTH MANAGEMENT	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 21, 2006	May 21, 2007	304	Firm change	Other

Relationships

Registered with (10)

→ PKS ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jul 10, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 11, 2017 to Aug 31, 2022factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Feb 1, 2016 to Aug 4, 2017factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 20, 2014 to Jun 17, 2014factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 23, 2008 to Oct 5, 2011factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Apr 23, 2008 to Oct 5, 2011factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 23, 2008 to Oct 5, 2011factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Apr 23, 2008 to Oct 5, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 21, 2007 to Nov 9, 2007factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 7, 2006 to Jul 21, 2006factForm ADV

Dated events

Occurred
Aug 31, 2022
Advisor changed firm
Francis Bernard Miller left Wells Fargo Advisors for Pks Advisory Services, Llc (registered 2023-07-10)
Form ADVobserved 6 days ago