DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Francis Bernard Miller
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Frank Miller
At current firm
3 y
since Jul 10, 2023
In the industry
21 y
since Jun 23, 2005 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Pks Advisory Services, LLC independent RIA currentsince Jul 10, 2023 · Chesterfield, Va
- Wells Fargo Advisors wirehouseAug 11, 2017 to Aug 31, 2022 · Allentown, Pa
- MML Investors Services, LLC BD affiliatedFeb 1, 2016 to Aug 4, 2017 · Radnor, Pa
- Equitable Advisors, LLC national BDFeb 20, 2014 to Jun 17, 2014 · Bala Cynwyd, Pa
- Wells Fargo Advisors wirehouseOct 11, 2013 to Feb 10, 2014 · Allentown, Pa
- Walnut Street Securities, Inc. formerApr 23, 2008 to Oct 5, 2011 · Somerset, Nj
- Msi Financial Services, Inc. formerApr 23, 2008 to Oct 5, 2011 · Somerset, Nj
- New England Securities Corporation formerApr 23, 2008 to Oct 5, 2011 · Iselin, Nj
- Tower Square Securities, Inc. formerApr 23, 2008 to Oct 5, 2011 · Somerset, Nj
- Ameriprise Financial Services, LLC national BDMay 21, 2007 to Nov 9, 2007 · Cedar Grove, Nj
- Pnc Wealth Management BD affiliatedMar 7, 2006 to Jul 21, 2006 · Branchburg, Nj
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Pks Advisory Services, LLCleft Aug 31, 2022, registered Jul 10, 2023 (313 days) · Wirehouse to independent RIA
- MML Investors Services, LLC to Wells Fargo Advisorsleft Aug 4, 2017, registered Aug 11, 2017 (7 days) · Other
- Equitable Advisors, LLC to MML Investors Services, LLCleft Jun 17, 2014, registered Feb 1, 2016 (594 days) · Other
- Wells Fargo Advisors to Equitable Advisors, LLCleft Feb 10, 2014, registered Feb 20, 2014 (10 days) · Wirehouse to affiliated broker-dealer or bank
- Tower Square Securities, Inc. to New England Securities Corporationleft Oct 5, 2011, registered Apr 23, 2008 (-1260 days) · Other
- New England Securities Corporation to Tower Square Securities, Inc.left Oct 5, 2011, registered Apr 23, 2008 (-1260 days) · channel change inside one enterprise, not a move
- Msi Financial Services, Inc. to Tower Square Securities, Inc.left Oct 5, 2011, registered Apr 23, 2008 (-1260 days) · Other
- Walnut Street Securities, Inc. to New England Securities Corporationleft Oct 5, 2011, registered Apr 23, 2008 (-1260 days) · channel change inside one enterprise, not a move
- Ameriprise Financial Services, LLC to Walnut Street Securities, Inc.left Nov 9, 2007, registered Apr 23, 2008 (166 days) · Other
- Pnc Wealth Management to Ameriprise Financial Services, LLCleft Jul 21, 2006, registered May 21, 2007 (304 days) · Other
Signals
- Francis Bernard Miller left Wells Fargo Advisors for Pks Advisory Services, Llc (registered 2023-07-10)Aug 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address