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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

VINCENT JORDAN TAYLOR

Advisor at VIRTUS INVESTMENT ADVISERS, LLC

HARTFORD, CT

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Search this name across graphsid dfx:ria:d2eba6d9-dff0-edef-e258-ded07b2edb7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VIRTUS INVESTMENT ADVISERS, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 20, 2006
First registration: Jan 23, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5030375

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VIRTUS INVESTMENT ADVISERS, LLC	Asset manager	Sep 1, 2015	n/a	yes	HARTFORD, CT	Current employment
MORGAN STANLEY	Wirehouse	May 15, 2013	Aug 14, 2015	no	Hartford, CT	Previous registration
PEOPLE'S SECURITIES, INC.	Former SEC adviser	Nov 7, 2007	Mar 18, 2013	no	BRIDGEPORT, CT	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 23, 2006	Nov 15, 2006	no	New Haven, CT\|WOODBRIDGE, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	VIRTUS INVESTMENT ADVISERS, LLC	Aug 14, 2015	Sep 1, 2015	18	Firm change	Other
PEOPLE'S SECURITIES, INC.	MORGAN STANLEY	Mar 18, 2013	May 15, 2013	58	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PEOPLE'S SECURITIES, INC.	Nov 15, 2006	Nov 7, 2007	357	Firm change	Other

Relationships

Registered with (4)

→ VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserregistration: current employment
Sep 1, 2015 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 15, 2013 to Aug 14, 2015factForm ADV
→ PEOPLE'S SECURITIES, INC.Registered adviserregistration: previous registration
Nov 7, 2007 to Mar 18, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 23, 2006 to Nov 15, 2006factForm ADV

Dated events

No dated event names this entity yet.