RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• J••••• T•••••
- V••••• I••••••••• A•••••••• L•• asset manager currentsince Sep 1, 2015 · Hartford, Ct
- M••••• S•••••• wirehouseMay 15, 2013 to Aug 14, 2015 · Hartford, Ct
- P••••••• S••••••••• I••• formerNov 7, 2007 to Mar 18, 2013 · Bridgeport, Ct
- A••••••••• F•••••••• S•••••••• L•• national BDJan 23, 2006 to Nov 15, 2006 · New Haven, Ct
- M••••• S•••••• to V••••• I••••••••• A•••••••• L••left Aug 14, 2015, registered Sep 1, 2015 (18 days) · Other
- P••••••• S••••••••• I••• to M••••• S••••••left Mar 18, 2013, registered May 15, 2013 (58 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P••••••• S••••••••• I•••left Nov 15, 2006, registered Nov 7, 2007 (357 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address