DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Ims Capital Management

Former SEC-registered adviserClackamas, OregonCRD 105939SEC 801-33939websiteIAPD
Legal name Ims Capital Management LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Mar 23, 1989
RAUM
$381M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
57%
$216M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$381M as of Mar 31, 2026
Mar 30, 2012$142M then
HNW client RAUM$197M as of Mar 31, 2026
Mar 22, 2018$87.0M then
State-registered IARs (5.B.3)7 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)9 as of Mar 31, 2026
Apr 1, 20138 then
Private funds: no history
RAUM -6.4% over the last fiscal year+3.5% a year over threeIARs 0 to 7
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
$54.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
38derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$685,142derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-6.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+4.3%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$197M52%
  • Corporations and businesses$70.7M19%
  • Investment companies$68.4M18%
  • Charitable organizations$25.5M6.7%
  • Individuals$19.1M5.0%
  • Pension and profit-sharing plans$714,1530.2%
Individual clients
202reported
HNW clients
62reported
Pension plan clients
n/areported
Charitable clients
16reported
Accounts
556reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 2 joined in 12 months
net -3 in 12 months5 left in 90 days0 joined in 90 days5 left over 36 months
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Paul Douglas Kintzinger · Board Member And Advisorcontrol
    since 11/2013 · owns 5% to 10%
  • William Carl Marker · Ceo, Chief Investment Officer/Chairman Of The Board/Director/Secretarycontrol
    since 05/1988 · owns 75% or more
  • Allan Daniel Belica · Managing Director
    since 07/2014 · owns less than 5%
  • Foster Steve Haug · Managing Director
    since 12/2003 · owns less than 5%
  • L Christopher Magana · President And Chief Compliance Officer
    since 07/2015 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Portland, Or002
Clackamas, Or · principal005
Offices
Schedule D 1.F, the 25 largest
  • Rathdrum, ID1 employees
What changed
consecutive filings, newest first
  • Accounts · 567 to 556
    Jan 21, 2026 to Mar 31, 2026
  • Advisory employees · 6 to 7
    Jan 21, 2026 to Mar 31, 2026
  • Charity clients · 13 to 16
    Jan 21, 2026 to Mar 31, 2026
  • Corporate clients · 9 to 1
    Jan 21, 2026 to Mar 31, 2026
  • HNW clients · 17 to 62
    Jan 21, 2026 to Mar 31, 2026
  • Individual clients · 236 to 202
    Jan 21, 2026 to Mar 31, 2026
  • Pension plan clients · 1.0 to unset
    Jan 21, 2026 to Mar 31, 2026
  • Pooled vehicle clients · 0.0 to unset
    Jan 21, 2026 to Mar 31, 2026
  • Employees · 8 to 9
    Jan 21, 2026 to Mar 31, 2026
  • Insurance-licensed employees · 0 to 7
    Jan 21, 2026 to Mar 31, 2026
  • State-registered IARs · 0 to 7
    Jan 21, 2026 to Mar 31, 2026
  • Discretionary RAUM · $390M to $371M
    Jan 21, 2026 to Mar 31, 2026
  • HNW RAUM · $43.5M to $197M
    Jan 21, 2026 to Mar 31, 2026
  • Individual RAUM · $194M to $19.1M
    Jan 21, 2026 to Mar 31, 2026
  • Non-discretionary RAUM · $16.6M to $10.4M
    Jan 21, 2026 to Mar 31, 2026
  • Pension RAUM · $597,219 to $714,153
    Jan 21, 2026 to Mar 31, 2026
  • Pooled vehicle RAUM · 0.0 to unset
    Jan 21, 2026 to Mar 31, 2026
  • RAUM · $407M to $381M
    Jan 21, 2026 to Mar 31, 2026
  • HQ city · PORTLAND to CLACKAMAS
    Dec 18, 2025 to Jan 21, 2026
  • Succession · true to false
    Oct 20, 2025 to Dec 18, 2025
  • Financial planning clients · 0 to 0
    Mar 21, 2025 to Oct 20, 2025
  • Legal name · IMS CAPITAL MANAGEMENT INC. to IMS CAPITAL MANAGEMENT LLC
    Mar 21, 2025 to Oct 20, 2025
  • Organization form · Corporation to Limited Liability Company
    Mar 21, 2025 to Oct 20, 2025
  • Related adviser · false to true
    Mar 21, 2025 to Oct 20, 2025
  • Succession · false to true
    Mar 21, 2025 to Oct 20, 2025
  • Accounts · 570 to 567
    Mar 14, 2024 to Mar 21, 2025
  • Charity clients · 11 to 13
    Mar 14, 2024 to Mar 21, 2025
  • Corporate clients · 10 to 9
    Mar 14, 2024 to Mar 21, 2025
  • HNW clients · 19 to 17
    Mar 14, 2024 to Mar 21, 2025
  • Individual clients · 240 to 236
    Mar 14, 2024 to Mar 21, 2025
  • Pension plan clients · 3 to 1
    Mar 14, 2024 to Mar 21, 2025
  • Discretionary RAUM · $383M to $390M
    Mar 14, 2024 to Mar 21, 2025
  • HNW RAUM · $49.4M to $43.5M
    Mar 14, 2024 to Mar 21, 2025
  • Individual RAUM · $181M to $194M
    Mar 14, 2024 to Mar 21, 2025
  • Non-discretionary RAUM · $9.3M to $16.6M
    Mar 14, 2024 to Mar 21, 2025
  • Pension RAUM · $458,847 to $597,219
    Mar 14, 2024 to Mar 21, 2025
  • RAUM · $392M to $407M
    Mar 14, 2024 to Mar 21, 2025
  • Accounts · 557 to 570
    Feb 14, 2024 to Mar 14, 2024
  • Corporate clients · 11 to 10
    Feb 14, 2024 to Mar 14, 2024
  • Individual clients · 234 to 240
    Feb 14, 2024 to Mar 14, 2024
Signals
11 dated events
  • Ims Capital Management no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $380.9M)
    Sep 1, 2026 · Left the SEC roster · derived
  • Douglas Paul Kintzinger left Ims Capital Management for Pinnacle Wealth Advisors (registered 2026-03-12)
    Aug 24, 2026 · Advisor changed firm · fact
  • Daniel Allan Belica left Ims Capital Management for Pinnacle Wealth Advisors (registered 2026-02-09)
    Aug 24, 2026 · Advisor changed firm · fact
  • Steve Foster Haug left Ims Capital Management for Pinnacle Wealth Advisors (registered 2026-03-10)
    Aug 24, 2026 · Advisor changed firm · fact
  • Christopher L Magana left Ims Capital Management for Pinnacle Wealth Advisors (registered 2025-11-04)
    Aug 24, 2026 · Advisor changed firm · fact
  • Brian Andrew Timm no longer registered at Ims Capital Management; no later IA registration on IAPD
    Aug 24, 2026 · Advisor departure · fact
  • Carl William Marker left Ims Capital Management for Pinnacle Wealth Advisors (registered 2025-10-28)
    Aug 24, 2026 · Advisor changed firm · fact
  • Aaron Jacob Christopherson no longer registered at Ims Capital Management; no later IA registration on IAPD
    Aug 24, 2026 · Advisor departure · fact
  • IMS Capital Management's advisors moved to Pinnacle Wealth Advisors (Portland, OR): 5 of 7 registered, on the same day
    Aug 24, 2026 · Firm absorbed (people side) · derived
  • Ims Capital Management reported succeeding to the business of Ims Capital Management (Form ADV Item 4)
    Oct 20, 2025 · Succession (Item 4) · fact
  • 2 advisors left Security First Advisors (Portland, OR) for IMS Capital Management on the same day
    Apr 1, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026