DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••• W••••• A•••••••• I•••
Latest filing Mar 24, 2026
First filing on the tape Mar 26, 2012 · 35 filings
SEC status approved since Jan 7, 1987
RAUM
$1.4B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
96%
$1.4B individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$94.4M
derived; firm RAUM over IAPD count
Employees
24
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.4B as of Mar 24, 2026
Mar 26, 2012$520M then
HNW client RAUM$1.3B as of Mar 24, 2026
Mar 22, 2018$627M then
State-registered IARs (5.B.3)15 as of Mar 24, 2026
Mar 26, 20120 then
Employees (5.A)24 as of Mar 24, 2026
Mar 26, 201322 then
Private funds: no history
RAUM +6.8% over the last fiscal year+9.0% a year over threeIARs 15 to 15
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $94.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $505,105derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 15.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $531M, 358 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B89%
- Individuals$103M7.3%
- Charitable organizations$34.3M2.4%
- Pension and profit-sharing plans$9.9M0.7%
- Corporations and businesses$9.2M0.6%
- Individual clients
- 287reported
- HNW clients
- 355reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 2,802reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $531M for 358 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• F•••••• | Lexington, Ma | Apr 14, 1994 | 42 y | 1 |
| J•••••• H••••• W••••Certified Financial Planner, Chartered Financial Consultant | Lexington, Ma | Apr 14, 1994 | 46 y | 1 |
| C•••• M• K•••••Certified Financial Planner | Lexington, Ma | May 17, 2002 | 37 y | 1 |
| J••••• N••••• E••••••••• | Lexington, Ma | May 29, 2003 | 30 y | 1 |
| M•••••• A•••• L••••• | Lexington, Ma | Sep 15, 2004 | 27 y | 1 |
| C•••• R• N••••• | Lexington, Ma | May 6, 2013 | 13 y | 0 |
| T•••••• O• F•••••••Certified Financial Planner | Lexington, Ma | Jul 28, 2015 | 32 y | 2 |
| G••• D•••••• P••••••••Certified Financial Planner | Lexington, Ma | Sep 11, 2017 | 22 y | 4 |
| C••••••••• J••• B••••Certified Financial Planner | Lexington, Ma | Sep 11, 2017 | 13 y | 2 |
| J••• C•••••• S••••••Certified Financial Planner | Lexington, Ma | Nov 1, 2017 | 26 y | 4 |
| L••••• A•••• D••••• | Lexington, Ma | Jan 23, 2018 | 11 y | 2 |
| J•••• S••••••• | Lexington, Ma | Sep 16, 2021 | 18 y | 1 |
| C••• A••• W•••••• | Lexington, Ma | Oct 6, 2021 | 28 y | 1 |
| M•••••• P••• C••••••Certified Financial Planner | Lexington, Ma | Jun 8, 2022 | 11 y | 1 |
| D•••• N••••••• K•••••Certified Financial Planner | Lexington, Ma | Jan 24, 2024 | 10 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- T•••••• F•••••••• M••••• to K••• P••••• L••Jan 2, 2025 · RIA to RIA
- M•••••• D••••••••• to P••• A••••• S••••••••• L••Oct 24, 2022 · RIA to affiliated broker-dealer or bank
- M••••• M•••••• to H••••••• F•••••••• P••••••• L••Aug 17, 2021 · RIA to a state-registered adviser
- A••••• K•••• M••••••• to W••••••••• T•••• A•••••••Jul 14, 2021 · RIA to RIA
- D•••• S•• M••••••• to T•• F•••••••• M••••••••• I••May 23, 2018 · RIA to RIA
- J••• H• B••••• to W•••••••• I••••••••• P•••••••• L••Nov 19, 2013 · Other
- E•••• S•• S••••• to C••• P•••••• W••••• A•••••••• I•••Sep 17, 2013 · Other
- J••• C•••••• S•••••• to W•••••• P••••••• C•••Mar 12, 2009 · Other
- G••• D•••••• P•••••••• to W•••••• P••••••• C•••Oct 11, 2006 · Other
- B••••••• G•••• W••••••• to B••••• I••••••••• A•••••••• I•••Aug 26, 2005 · Other
- S•••••• J•••••• D••••••• to W•••••• P••••••• C•••Oct 1, 2003 · Other
Joined, latest
- D•••• N••••••• K••••• from S••••• W••••• A•••••••• I•••Jan 24, 2024 · Other
- M•••••• P••• C•••••• from B••••• H••• A•••••••• L••Jun 8, 2022 · RIA to RIA
- C••• A••• W•••••• from M••••• S••••••Oct 6, 2021 · Wirehouse to independent RIA
- J•••• S••••••• from C••••••••• F•••••••• N••••••Sep 16, 2021 · Affiliated broker-dealer or bank to independent RIA
- T•••••• F•••••••• M••••• from F••••••• P••••••• A•• W•••••••• A•••••••Sep 9, 2021 · Affiliated broker-dealer or bank to independent RIA
- L••••• A•••• D••••• from W•••• F•••• A•••••••Jan 23, 2018 · Other
- A••••• K•••• M••••••• from B•••• I••••••••• A•••••••• L••Dec 12, 2017 · Other
- J••• C•••••• S•••••• from E••• C•••• A•••• M••••••••• L••Nov 1, 2017 · Other
- G••• D•••••• P•••••••• from E••• C•••• A•••• M••••••••• L••Sep 11, 2017 · Other
- C••••••••• J••• B•••• from E••• C•••• A•••• M••••••••• L••Sep 11, 2017 · Other
- T•••••• O• F••••••• from A••••• A•• P••••••• S•••••••Jul 28, 2015 · Other
- J••• H• B••••• from W•••••• P••••••• C•••Mar 12, 2009 · Other
- D•••• S•• M••••••• from W•••••• P••••••• C•••Jan 13, 2006 · Other
- J••••• N••••• E••••••••• from A••••••••• F•••••••• S•••••••• L••May 29, 2003 · Other
- C•••• M• K••••• from W•••••• P••••••• C•••May 17, 2002 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from E••• C•••• A•••• M••••••••• L••Oct 16, 2017 · Essex, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• R••••••• C••• · Chief Operating Officercontrolsince 03/2021 · owns less than 5%
- L•••••• M••••••• A•••• · Shareholdercontrolsince 03/2018 · owns 25% to 50%
- P••••••••• G•••• D•••••• · Shareholdercontrolsince 03/2018 · owns 25% to 50%
- S••••••• J•••• C•••••• · Shareholdercontrolsince 03/2018 · owns 25% to 50%
- W••••• J••••••• H••••• · Chief Compliance Officercontrolsince 09/2011 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list W•••••• W••••• A•••••••• I••• as a related person
- 108094 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lexington, Ma · principal | 15 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,849 to 2,802Mar 19, 2025 to Mar 24, 2026
- HNW clients · 327 to 355Mar 19, 2025 to Mar 24, 2026
- Individual clients · 286 to 287Mar 19, 2025 to Mar 24, 2026
- Assets in custody · $487M to $531MMar 19, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.0B to $1.2BMar 19, 2025 to Mar 24, 2026
- HNW RAUM · $1.2B to $1.3BMar 19, 2025 to Mar 24, 2026
- Individual RAUM · $113M to $103MMar 19, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $318M to $258MMar 19, 2025 to Mar 24, 2026
- Pension RAUM · $8.6M to $9.9MMar 19, 2025 to Mar 24, 2026
- RAUM · $1.3B to $1.4BMar 19, 2025 to Mar 24, 2026
- Accounts · 2,810 to 2,849Jul 9, 2024 to Mar 19, 2025
- HNW clients · 317 to 327Jul 9, 2024 to Mar 19, 2025
- Individual clients · 293 to 286Jul 9, 2024 to Mar 19, 2025
- Assets in custody · $429M to $487MJul 9, 2024 to Mar 19, 2025
- Employees · 26 to 24Jul 9, 2024 to Mar 19, 2025
- Financial planning clients · 101-250 to 101-250Jul 9, 2024 to Mar 19, 2025
- State-registered IARs · 16 to 15Jul 9, 2024 to Mar 19, 2025
- Discretionary RAUM · $908M to $1.0BJul 9, 2024 to Mar 19, 2025
- HNW RAUM · $1.1B to $1.2BJul 9, 2024 to Mar 19, 2025
- Individual RAUM · $117M to $113MJul 9, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $306M to $318MJul 9, 2024 to Mar 19, 2025
- Pension RAUM · $7.6M to $8.6MJul 9, 2024 to Mar 19, 2025
- RAUM · $1.2B to $1.3BJul 9, 2024 to Mar 19, 2025
- Accounts · 2,861 to 2,810Oct 4, 2023 to Mar 19, 2024
- Advisory employees · 14 to 15Oct 4, 2023 to Mar 19, 2024
- HNW clients · 297 to 317Oct 4, 2023 to Mar 19, 2024
- Individual clients · 338 to 293Oct 4, 2023 to Mar 19, 2024
- Assets in custody · $407M to $429MOct 4, 2023 to Mar 19, 2024
- Employees · 24 to 26Oct 4, 2023 to Mar 19, 2024
- State-registered IARs · 14 to 16Oct 4, 2023 to Mar 19, 2024
- Discretionary RAUM · $802M to $908MOct 4, 2023 to Mar 19, 2024
- HNW RAUM · $925M to $1.1BOct 4, 2023 to Mar 19, 2024
- Individual RAUM · $133M to $117MOct 4, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $291M to $306MOct 4, 2023 to Mar 19, 2024
- Pension RAUM · $6.7M to $7.6MOct 4, 2023 to Mar 19, 2024
- RAUM · $1.1B to $1.2BOct 4, 2023 to Mar 19, 2024
- Accounts · 2,749 to 2,861Nov 1, 2022 to Mar 22, 2023
- Advisory employees · 12 to 14Nov 1, 2022 to Mar 22, 2023
- HNW clients · 303 to 297Nov 1, 2022 to Mar 22, 2023
- Individual clients · 323 to 338Nov 1, 2022 to Mar 22, 2023
Signals
5 dated events
- T•••••• F•••••••• M••••• left W•••••• W••••• A•••••••• I••• for K••• P••••• L•• (registered 2025-10-08)Jan 2, 2025 · Advisor changed firm · fact
- M•••••• D••••••••• left W•••••• W••••• A•••••••• I••• for P••• A••••• S••••••••• L•• (registered 2025-01-27)Oct 24, 2022 · Advisor changed firm · fact
- Carl Richard Byron (Chief Operating Officer) appeared on Schedule A of W•••••• W••••• A•••••••• I•••Mar 19, 2021 · Control person joined · fact
- Francis Mark Greco (Chief Executive Officer) no longer on Schedule A of W•••••• W••••• A•••••••• I••• (listed 2018-03-22, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
- W•••••• W••••• A•••••••• I••• reported RAUM $781.3M, up 46% from $535.0M (2017-09-28 to 2018-03-22)Mar 22, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/W••••••-WEALTH-ADVISORSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H••••://WWW.W•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-862-7100reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026