This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROSSBY FINANCIAL, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 9, 1997earliest registration or exam on IAPD

Years in industry

29derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63

First exam

Sep 9, 1997

First registration

Jul 7, 2003

Dual registered

yes, broker-dealer

Other names

JOHN A. ROJAS

IAPD individual key

2860195

• Occurred

  Aug 31, 2026
  Advisor changed firm

  John Anthony Rojas left Newedge Advisors for Rossby Financial, Llc (registered 2026-09-08)

  Form ADVobserved 5 days ago
• Occurred

  Jun 14, 2022
  Advisor changed firm

  John Anthony Rojas left Ameriprise Financial Services, Llc for Newedge Advisors (registered 2022-06-09)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d39ec2fc-28c0-689c-4b99-bd48a5432f6c

First observed

Jul 7, 2003

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.