DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Anthony Rojas

Rossby Financial, LLCindependent RIAJupiter, Fl dual registrantIAPD 2860195

Certified Financial Planner

Feed of 09/15/2026

Also filed as John A. Rojas

At current firm

0 y

since Sep 8, 2026

In the industry

29 y

since Sep 9, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Rossby Financial, LLC independent RIA current
since Sep 8, 2026 · Jupiter, Fl
Newedge Advisors BD affiliated
Jun 9, 2022 to Aug 31, 2026 · New Orleans, La
Ameriprise Financial Services, LLC national BD
Feb 6, 2015 to Jun 14, 2022 · Palm Beach Gardens, Fl
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Feb 9, 2015 · Palm Beach Gardens, Fl
A. G. Edwards & Sons, Inc. unclassified
Jul 7, 2003 to Jan 1, 2008 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Newedge Advisors to Rossby Financial, LLC
left Aug 31, 2026, registered Sep 8, 2026 (8 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Ameriprise Financial Services, LLC to Newedge Advisors
left Jun 14, 2022, registered Jun 9, 2022 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
Wells Fargo Advisors to Ameriprise Financial Services, LLC
left Feb 9, 2015, registered Feb 6, 2015 (-3 days) · Wirehouse to affiliated broker-dealer or bank
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

John Anthony Rojas left Newedge Advisors for Rossby Financial, Llc (registered 2026-09-08)
Aug 31, 2026 · Advisor changed firm · fact
John Anthony Rojas left Ameriprise Financial Services, Llc for Newedge Advisors (registered 2022-06-09)
Jun 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address