DFX Intelligence
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Reading the graph
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Advisor at A•••• I••••••••• G••••
WAYNE, PA | Berwyn, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• I••••••••• G•••• | Independent wealth | Mar 17, 2023 | n/a | yes | Berwyn, PA|WAYNE, PA | Current employment |
| P•• A••••••• | Independent wealth | Mar 6, 2015 | Oct 2, 2017 | no | MEDIA, PA|CHESTER, PA|BROOKHAVEN, PA|UPLAND, PA|MEDIA, PA|FOUNDERS PIKE, PA|BROOMALL, PA|WEST CHESTER, PA|FOLSOM, PA|SPRINGFIELD, PA|PHILADELPHIA, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | P•• A••••••• | Apr 14, 2023 | Mar 6, 2015 | -2,961 | Firm change after gap | Other |
| P•• A••••••• | A•••• I••••••••• G•••• | Oct 2, 2017 | Mar 17, 2023 |
| Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 21, 2014 | Apr 14, 2023 | no | BROOMALL, PA|FOLSOM, PA|PHILADELPHIA, PA|WEST CHESTER, PA|SPRINGFIELD, PA|FOUNDERS PARK, PA|BROOMALL, PA|SAN DIEGO, CA|MEDIA, PA|BROOKHAVEN, PA|CHESTER, PA|UPLAND, PA|MEDIA, PA|UPLAND, PA|WILMINGTON, DE|KING OF PRUSSIA, PA|PHILADELPHIA, PA|SWARTHMORE, PA|NORRISTOWN, PA|PAOLI, PA|PHILADELPHIA, PA|RIDLEY PARK, PA|DARBY, PA|FOUNDERS PARK, PA|BRYN MAWR, PA|WEST CHESTER, PA|MEDIA, PA|WYNNEWOOD, PA|CHESTER, PA|SPRINGFIELD, PA|BROOKHAVEN, PA|MEDIA, PA|DARBY, PA|RIDLEY PARK, PA|NORRISTOWN, PA|WEST CHESTER, PA|DOWNINGTOWN, PA|MEDIA, PA|MEDIA, PA|HAVERTOWN, PA|WYNNEWOOD, PA|RIDLEY PARK, PA|HOLMES, PA|DARBY, PA|PHILADELPHIA, PA|MEDIA, PA|MEDIA, PA|PAOLI, PA | Previous registration |
| S•••••••• S••••••••• | Bd affiliated wealth | Sep 27, 2013 | Mar 20, 2014 | no | Conshohocken, PA|Philadelphia, PA|PRINCETON, NJ|Philadelphia, PA|Springfield, PA|King of Prussia, PA | Previous registration |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Jan 10, 2013 | Sep 19, 2013 | no | GREENVILLE, DE|NEWTOWN SQUARE, PA|WEST CHESTER, PA|MEDIA, PA|WILMINGTON, DE|WILMINGTON, DE | Previous registration |
| M••••• S•••••• | Wirehouse | Mar 11, 2011 | Oct 31, 2012 | no | Berwyn, PA|Bryn Mawr, PA | Previous registration |
| Firm change after gap |
| Other |
| S•••••••• S••••••••• | L•• F•••••••• L•• | Mar 20, 2014 | Mar 21, 2014 | 1 | Firm change | Other |
| I••••• F•••••••• C••••••••• | S•••••••• S••••••••• | Sep 19, 2013 | Sep 27, 2013 | 8 | Firm change | Other |
| M••••• S•••••• | I••••• F•••••••• C••••••••• | Oct 31, 2012 | Jan 10, 2013 | 71 | Firm change | Other |