DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Gmo Europe LLC

Former SEC-registered adviserBoston, MassachusettsCRD 169308SEC 801-78683IAPD
Latest filing Mar 29, 2019
First filing on the tape Oct 4, 2013 · 14 filings
RAUM
$4.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
$4.2B gross assets
History
14 filings and snapshots on the tape
RAUM$4.2B as of Mar 29, 2019
Mar 28, 2014$2.5B then
HNW client RAUM$0 as of Mar 29, 2019
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 28, 20140 then
Employees (5.A)13 as of Mar 29, 2019
Mar 28, 201415 then
Private funds4 as of Mar 29, 2019
Mar 28, 20145 then
RAUM +13% over the last fiscal year+5.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.2B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Gmo World Equity Allocation Investment Fund Plcno longer reportedHedge Fund$458M1Mar 30, 2012
      Gmo Mean Reversion Special Solution Fund, L.P.no longer reportedHedge Fund$11.7M2Feb 4, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • Louis Scott Hayward · Chief Executive Officer; Board Membercontrol
        since 02/2017 · owns less than 5%
      • Day Douglas Keith · Board Membercontrol
        since 10/2018 · owns less than 5%
      • Joseph Jean-Pierre Mittaz · Chief Operating Officer; Board Membercontrol
        since 01/2014 · owns less than 5%
      • Lance Gregory Pottle · General Counsel; Board Member; Chief Compliance Officercontrol
        since 05/2015 · owns less than 5%
      • Tina Vandersteel · Board Membercontrol
        since 07/2014 · owns less than 5%
      Entity owners
      • Grantham Mayo Van Otterloo & Co LLC · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • Gmo Australia Ltd.
        investment adviserpooled vehicle sponsorn
      • Gmo Investment Management Company (Ireland) Limited
        pooled vehicle sponsorn
      • Gmo Investment Partners, LLC
        bankpooled vehicle sponsorn
      • Gmo Netherlands B.V.
        investment advisern
      • Gmo Singapore Pte. Limited
        investment advisernRAUM $2.1B
      • Gmo Uk Limited
        investment advisern
      • Grantham Mayo Van Otterloo & Co LLC
        investment adviserbankpooled vehicle sponsorLP sponsoryRAUM $81B
      Advisers that list Gmo Europe LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 14 to 13
        Mar 29, 2018 to Mar 29, 2019
      • Discretionary RAUM · $3.7B to $4.2B
        Mar 29, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $3.7B to $4.2B
        Mar 29, 2018 to Mar 29, 2019
      • RAUM · $3.7B to $4.2B
        Mar 29, 2018 to Mar 29, 2019
      • Accounts · 6 to 4
        Mar 30, 2017 to Mar 29, 2018
      • BD registered reps · 1 to 2
        Mar 30, 2017 to Mar 29, 2018
      • Charity clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Corporate clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • HNW clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Individual clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Pension plan clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 4.0
        Mar 30, 2017 to Mar 29, 2018
      • Employees · 15 to 14
        Mar 30, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Private funds · 5 to 4
        Mar 30, 2017 to Mar 29, 2018
      • Discretionary RAUM · $3.6B to $3.7B
        Mar 30, 2017 to Mar 29, 2018
      • HNW RAUM · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Individual RAUM · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Pension RAUM · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 3716051131.0
        Mar 30, 2017 to Mar 29, 2018
      • RAUM · $3.6B to $3.7B
        Mar 30, 2017 to Mar 29, 2018
      • Accounts · 7 to 6
        Mar 30, 2016 to Mar 30, 2017
      • Advisory employees · 8 to 6
        Mar 30, 2016 to Mar 30, 2017
      • Assets in custody · 11676042.0 to unset
        Mar 30, 2016 to Mar 30, 2017
      • Employees · 16 to 15
        Mar 30, 2016 to Mar 30, 2017
      • State-registered IARs · 1 to 0
        Mar 30, 2016 to Mar 30, 2017
      • Private funds · 6 to 5
        Mar 30, 2016 to Mar 30, 2017
      • Discretionary RAUM · $3.6B to $3.6B
        Mar 30, 2016 to Mar 30, 2017
      • RAUM · $3.6B to $3.6B
        Mar 30, 2016 to Mar 30, 2017
      • Accounts · 6 to 7
        Jan 12, 2016 to Mar 30, 2016
      • BD registered reps · 2 to 1
        Jan 12, 2016 to Mar 30, 2016
      • Assets in custody · $822M to $11.7M
        Jan 12, 2016 to Mar 30, 2016
      • State-registered IARs · 2 to 1
        Jan 12, 2016 to Mar 30, 2016
      • Discretionary RAUM · $4.2B to $3.6B
        Jan 12, 2016 to Mar 30, 2016
      • RAUM · $4.2B to $3.6B
        Jan 12, 2016 to Mar 30, 2016
      • Accounts · 5 to 6
        Feb 4, 2015 to Mar 31, 2015
      • Assets in custody · unset to 822456576.0
        Feb 4, 2015 to Mar 31, 2015
      • Employees · 15 to 16
        Feb 4, 2015 to Mar 31, 2015
      • State-registered IARs · 0 to 2
        Feb 4, 2015 to Mar 31, 2015
      • Discretionary RAUM · $2.5B to $4.2B
        Feb 4, 2015 to Mar 31, 2015
      Signals
      3 dated events
      • Day Douglas Keith (Board Member) appeared on Schedule A of Gmo Europe Llc
        Mar 29, 2019 · Control person joined · fact
      • Carl Urban Mueller (Director Of Client Relations; Board Member) no longer on Schedule A of Gmo Europe Llc (listed 2018-03-29, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • Gmo Europe Llc filed its initial SEC registration (Form ADV)
        Oct 4, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026