DFX Intelligence

T••••• L• C••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

T••••• L• C••••• W•••

Advisor at O•••• W•••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:d46823f9-4b41-27e0-be8d-8c350d24dfcc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Nov 3, 2023	n/a	yes	CONROE, TX\|CAMERON, TX\|FORT WORTH, TX	Current employment
F•• S••••••••• C•••••••••	Former SEC adviser	Mar 11, 2019	Nov 3, 2023	no	FORT WORTH, TX\|ATLANTA, GA\|FORT WORTH, TX\|CAMERON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• S••••••••• C•••••••••	O•••• W•••••• I•••	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	Ibd to ibd
R••••• I••••••••• A•••••••• I•••	F•• S••••••••• C•••••••••	Mar 12, 2019	Mar 11, 2019

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Nov 3, 2023 to presentfactForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 11, 2019 to Nov 3, 2023factForm ADV
→ R••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 20, 2016 to Mar 12, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d46823f9-4b41-27e0-be8d-8c350d24dfcc
First observed: Apr 26, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.