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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Lloyd Lewen Silk

Advisor at JOHN HANCOCK INVESTMENT MANAGEMENT LLC

BOSTON, MA | Dallas, TX

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Search this name across graphsid dfx:ria:d475746d-2a55-0402-29bf-3407bc57fa49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Aug 19, 2000
First registration: Jan 1, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 1733260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Apr 25, 2025	n/a	yes	Dallas, TX\|BOSTON, MA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 13, 2020	Apr 16, 2025	no	LONE TREE, CO\|NEW YORK, NY\|LEAWOOD, KS\|LONE TREE, CO\|CHARLOTTE, NC\|PENNINGTON, NJ\|SUGAR LAND, TX	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Jun 15, 2010	Mar 6, 2020	no	ATLANTA, GA\|CENTENNIAL, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 1, 2005	Jun 1, 2010	no	GREENWOOD VILLAGE, CO\|ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Apr 16, 2025	Apr 25, 2025	9	Firm change	Other
INVESCO ADVISERS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 6, 2020	Mar 13, 2020	7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	INVESCO ADVISERS, INC.	Jun 1, 2010	Jun 15, 2010	14	Firm change	Other

Relationships

Registered with (3)

→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 25, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 13, 2020 to Apr 16, 2025factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jun 15, 2010 to Mar 6, 2020factForm ADV

Dated events

Occurred
Apr 16, 2025
Advisor changed firm
Lloyd Lewen Silk left Merrill Lynch, Pierce, Fenner & Smith Incorporated for John Hancock Investment Management Llc (registered 2025-04-25)
Form ADVobserved 6 days ago