DFX Intelligence
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Reading the graph
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Advisor at R•••••••••
MIDLOTHIAN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• | Independent wealth | Nov 1, 2018 | n/a | yes | MIDLOTHIAN, VA | Current employment |
| F•••• A••••••• N•••••••• L•• | Independent wealth | Nov 20, 2015 | Oct 31, 2018 | no | Richmomd, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• A••••••• N•••••••• L•• | R••••••••• | Oct 31, 2018 | Nov 1, 2018 | 1 | Firm change | RIA to RIA |
| C•••••• A••••••• | F•••• A••••••• N•••••••• L•• | Nov 20, 2015 | Nov 20, 2015 |
| C•••••• A••••••• |
| Bd affiliated wealth |
| Aug 4, 2015 |
| Nov 20, 2015 |
| no |
| RICHMOND, VA|SOUTHFIELD, MI |
| Previous registration |
| F•••• A••••••• N•••••••• L•• | Independent wealth | Jan 27, 2014 | Aug 3, 2015 | no | RICHMOND, VA | Previous registration |
| R•••••• W••••• A•••••••• I••• | Independent wealth | Apr 16, 2013 | Aug 26, 2015 | no | RICHMOND, VA | Previous registration |
| Firm change |
| Other |
| R•••••• W••••• A•••••••• I••• | F•••• A••••••• N•••••••• L•• | Aug 26, 2015 | Jan 27, 2014 | -576 | Firm change after gap | Other |
| F•••• A••••••• N•••••••• L•• | C•••••• A••••••• | Aug 3, 2015 | Aug 4, 2015 | 1 | Firm change | Other |