S•••• M•••••

Advisor at S•••••• C•••••• P•••••• W••••• M••••••••• L••

Saint Petersburg, FL | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4e5a510-230a-2a68-82e1-cc6b054a8699

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• P•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 11, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• P•••••• W••••• M••••••••• L••	State registered	Jan 5, 2022	n/a	yes	NEW YORK, NY\|Saint Petersburg, FL	Current employment
S•••••• C•••••• P•••••• W••••• M••••••••• L••	State registered	Jul 12, 2018	Dec 31, 2021	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• S•••••••••	S•••••• C•••••• P•••••• W••••• M••••••••• L••	Aug 17, 2016	Jul 12, 2018	694	Firm change after gap	Other
C••••• A••••••• L••	S•••••••• S•••••••••	May 9, 2013	May 6, 2013

Relationships

Registered with (5)

→ S•••••• C•••••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 12, 2018 to Dec 31, 2021factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
May 6, 2013 to Aug 17, 2016factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 16, 2013 to May 9, 2013factForm ADV
→ C• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4e5a510-230a-2a68-82e1-cc6b054a8699
First observed: Dec 17, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.