DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shoug Mayson
Spartan Capital Private Wealth Management LLCstate registeredSaint Petersburg, Fl dual registrantIAPD 5634302
Feed of 09/15/2026
Also filed as Shoug Mayson
At current firm
4 y
since Jan 5, 2022
In the industry
17 y
since Apr 11, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Spartan Capital Private Wealth Management LLC state registered currentsince Jan 5, 2022 · New York, Ny
- Spartan Capital Private Wealth Management LLC state registeredJul 12, 2018 to Dec 31, 2021 · New York, Ny
- Santander Securities BD affiliatedMay 6, 2013 to Aug 17, 2016 · Newark, Nj
- Cetera Advisors LLC formerJan 16, 2013 to May 9, 2013 · New York, Ny
- Cl Wealth Management LLC independent RIAMar 14, 2012 to Oct 17, 2012 · Schaumburg, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 17, 2009 to Oct 27, 2011 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- Santander Securities to Spartan Capital Private Wealth Management LLCleft Aug 17, 2016, registered Jul 12, 2018 (694 days) · Other
- Cetera Advisors LLC to Santander Securitiesleft May 9, 2013, registered May 6, 2013 (-3 days) · Other
- Cl Wealth Management LLC to Cetera Advisors LLCleft Oct 17, 2012, registered Jan 16, 2013 (91 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cl Wealth Management LLCleft Oct 27, 2011, registered Mar 14, 2012 (139 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address