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Advisor at TRUIST ADVISORY SERVICES, INC.
CORAL SPRINGS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Mar 26, 2024 | n/a | yes | CORAL SPRINGS, FL | Current employment |
| SANTANDER SECURITIES | Bd affiliated wealth | Feb 9, 2023 | Mar 5, 2024 | no | Miami, FL|Coconut Grove, FL | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 8, 2022 | Feb 6, 2023 | no | Coral Gables, FL | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 2, 2019 | Feb 6, 2023 | no | Coral Gables, FL|Coral Gables, FL | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 2, 2019 | Oct 14, 2022 | no | Coral Gables, FL | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 14, 2016 | Aug 28, 2017 | no | MIAMI, FL|MIAMI SPRINGS, FL|MIAMI, FL|MIAMI, FL|HOMESTEAD, FL|CORAL GABLES, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 9, 2015 | Dec 31, 2016 | no | CORAL GABLES, FL|MIAMI, FL|MIAMI SPRINGS, FL|MIAMI, FL|MIAMI, FL|HOMESTEAD, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANTANDER SECURITIES | TRUIST ADVISORY SERVICES, INC. | Mar 5, 2024 | Mar 26, 2024 | 21 | Firm change | Ibd to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHARLES SCHWAB & CO., INC. | Feb 6, 2023 | Feb 8, 2022 | -363 | Channel change | RIA to ibd |
| CHARLES SCHWAB & CO., INC. | SANTANDER SECURITIES | Feb 6, 2023 | Feb 9, 2023 | 3 | Firm change | Ibd to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 14, 2022 | Apr 2, 2019 | -1,291 | Bulk transfer | Other |
| TRUIST ADVISORY SERVICES, INC. | TD AMERITRADE, INC. | Aug 28, 2017 | Apr 2, 2019 | 582 | Firm change after gap | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Sep 14, 2016 | -108 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111514:5393:FL:2023-01-23 | Feb 6, 2023 | Feb 8, 2022 | CORAL GABLES, FL | Firm change after gap |