DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••• N•••••

T••••• A••••••• S•••••••• I•••BD affiliatedCoral Springs, Fldual registrantIAPD 6181433

Feed of 09/14/2026

At current firm

2 y

since Mar 26, 2024

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Mar 26, 2024 · Coral Springs, Fl
S•••••••• S••••••••• BD affiliated
Feb 9, 2023 to Mar 5, 2024 · Miami, Fl
C•••••• S••••• • C••• I••• national BD
Feb 8, 2022 to Feb 6, 2023 · Coral Gables, Fl
T• A••••••••• I••• former
Apr 2, 2019 to Oct 14, 2022 · Coral Gables, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Apr 2, 2019 to Feb 6, 2023 · Coral Gables, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Sep 14, 2016 to Aug 28, 2017 · Miami, Fl
S••••••• I••••••••• S•••••••• I••• former
Jun 9, 2015 to Dec 31, 2016 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to T••••• A••••••• S•••••••• I•••
left Mar 5, 2024, registered Mar 26, 2024 (21 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Feb 6, 2023, registered Feb 8, 2022 (-363 days) · channel change inside one enterprise, not a move · moved with a team
C•••••• S••••• • C••• I••• to S•••••••• S•••••••••
left Feb 6, 2023, registered Feb 9, 2023 (3 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Apr 2, 2019 (-1291 days) · corporate re-registration, not a move
T••••• A••••••• S•••••••• I••• to T• A••••••••• I•••
left Aug 28, 2017, registered Apr 2, 2019 (582 days) · Other
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Sep 14, 2016 (-108 days) · corporate re-registration, not a move

Signals

E•••••• N••••• left S•••••••• S••••••••• for T••••• A••••••• S•••••••• I••• (registered 2024-03-26)
Mar 5, 2024 · Advisor changed firm · fact
E•••••• N••••• left C•••••• S••••• • C••• I••• for S•••••••• S••••••••• (registered 2023-02-09)
Feb 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address