DFX Intelligence

J••• T•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

J••• T•••••• K••••••

Advisor at S••••• C•••••• M••••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:d58e07c1-2556-3b10-d436-c54e8ef7f284

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• C•••••• M••••••••• L••	State registered	Aug 25, 2026	n/a	yes	SCOTTSDALE, AZ	Current employment
M••••••	Bd affiliated wealth	Oct 17, 2023	Aug 19, 2025	no	Kirkland, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	S••••• C•••••• M••••••••• L••	Aug 19, 2025	Aug 25, 2026	371	Firm change	Ibd to state RIA
P•• A•••••••	M••••••	Sep 3, 2023	Oct 17, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
173344:140195:WA:2023-09-03	Sep 3, 2023	Oct 17, 2023	KIRKLAND, WA	Firm change

Relationships

Registered with (6)

→ S••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Oct 17, 2023 to Aug 19, 2025factForm ADV
→ P•• A•••••••Registered adviserregistration: previous registration
Mar 11, 2021 to Sep 3, 2023factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Aug 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d58e07c1-2556-3b10-d436-c54e8ef7f284
First observed: Mar 16, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.