RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B••••••••• independent RIA currentsince Jan 20, 2005 · San Francisco, Ca
- V••••• C•••••• formerJul 16, 2019 to Dec 31, 2021 · San Francisco, Ca
- S••••••••• P•••••• W••••• A••••••• L•• formerJul 9, 2016 to Nov 15, 2017 · New York, Ny
- G•••• G•••• P•••••••• L• formerJan 21, 2005 to Mar 21, 2014 · San Francisco, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 15, 2003 to Dec 6, 2004 · San Francisco, Ca
- B••• O• A•••••• S••••••••• L•• unclassifiedSep 25, 2002 to Aug 20, 2003 · San Francisco, Ca
- P••••••• L•• unclassifiedJul 8, 1997 to Oct 25, 2002 · San Francisco, Ca
- V••••• C•••••• to no registered destinationleft Dec 31, 2021 · Departure, no registered destination
- S••••••••• P•••••• W••••• A••••••• L•• to V••••• C••••••left Nov 15, 2017, registered Jul 16, 2019 (608 days) · Other · moved with a team
- G•••• G•••• P•••••••• L• to S••••••••• P•••••• W••••• A••••••• L••left Mar 21, 2014, registered Jul 9, 2016 (841 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to B•••••••••left Dec 6, 2004, registered Jan 20, 2005 (45 days) · Other
- B••• O• A•••••• S••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 20, 2003, registered Aug 15, 2003 (-5 days) · corporate re-registration, not a move
- P••••••• L•• to B••• O• A•••••• S••••••••• L••left Oct 25, 2002, registered Sep 25, 2002 (-30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address