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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

Christopher Alex Cokinis

Advisor at CAPE INVESTMENT ADVISORY, INC.

MCDONOUGH, GA | Tampa, FL

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Search this name across graphsid dfx:ria:d5dacde8-fb77-cdfb-c8a7-dfbe1f693f1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPE INVESTMENT ADVISORY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 14, 1986
First registration: Jan 2, 2003
Dual registered: yes, broker-dealer
Other names: Christopher Alex Cokinis|CHRIS COKINIS|Christopher A Cokinis
IAPD individual key: 1527389

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPE INVESTMENT ADVISORY, INC.	Independent wealth	Jul 14, 2026	n/a	yes	MCDONOUGH, GA\|Tampa, FL	Current employment
LINCOLN INVESTMENT	Independent wealth	Nov 12, 2025	Jun 25, 2026	no	LUTZ, FL	Previous registration
CALTON & ASSOCIATES, INC.	Independent wealth	May 11, 2021	Nov 10, 2023	no	TAMPA, FL\|TAMPA, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 22, 2021	May 6, 2021	no	Ft Lauderdale, FL	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Sep 9, 2020	Jan 25, 2021	no	INDIANAPOLIS, IN\|Tampa, FL	Previous registration
WORLD EQUITY GROUP, INC.	Bd affiliated wealth	Mar 23, 2018	Oct 23, 2019	no	Schaumburg, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2016	Jun 10, 2016	no	TAMPA, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Apr 7, 2016	Mar 1, 2018	no	Tampa, FL	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Dec 9, 2013	Dec 31, 2015	no	OVERLAND PARK, KS	Previous registration
FORTITUDE ADVISORY GROUP L.L.C.	Independent wealth	Mar 22, 2012	Dec 5, 2013	no	GIG HARBOR, WA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 7, 2003	Feb 3, 2012	no	DES MOINES, IA\|Windsor, CT	Previous registration
LOCUST STREET SECURITIES, INC.	n/a	Jan 2, 2003	Dec 31, 2003	no	DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LINCOLN INVESTMENT	CAPE INVESTMENT ADVISORY, INC.	Jun 25, 2026	Jul 14, 2026	19	Firm change	RIA to RIA
CALTON & ASSOCIATES, INC.	LINCOLN INVESTMENT	Nov 10, 2023	Nov 12, 2025	733	Firm change after gap	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	CALTON & ASSOCIATES, INC.	May 6, 2021	May 11, 2021	5	Firm change	Ibd to RIA
ONEAMERICA SECURITIES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 25, 2021	Jan 22, 2021	-3	Firm change	Ibd to ibd
WORLD EQUITY GROUP, INC.	ONEAMERICA SECURITIES, INC.	Oct 23, 2019	Sep 9, 2020	322	Firm change	Ibd to ibd
INDEPENDENT FINANCIAL PARTNERS	LPL FINANCIAL LLC	Mar 1, 2018	Jun 9, 2016	-630	Firm change after gap	Other
LPL FINANCIAL LLC	WORLD EQUITY GROUP, INC.	Jun 10, 2016	Mar 23, 2018	651	Firm change after gap	Other
VSR ADVISORY SERVICES	INDEPENDENT FINANCIAL PARTNERS	Dec 31, 2015	Apr 7, 2016	98	Firm change	Other
FORTITUDE ADVISORY GROUP L.L.C.	VSR ADVISORY SERVICES	Dec 5, 2013	Dec 9, 2013	4	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	FORTITUDE ADVISORY GROUP L.L.C.	Feb 3, 2012	Mar 22, 2012	48	Firm change	Other
LOCUST STREET SECURITIES, INC.	VOYA FINANCIAL ADVISORS, INC.	Dec 31, 2003	Oct 7, 2003	-85	Firm change after gap	Other

Relationships

Registered with (12)

→ CAPE INVESTMENT ADVISORY, INC.Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Nov 12, 2025 to Jun 25, 2026factForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 11, 2021 to Nov 10, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 22, 2021 to May 6, 2021factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Sep 9, 2020 to Jan 25, 2021factForm ADV
→ WORLD EQUITY GROUP, INC.Registered adviserregistration: previous registration
Mar 23, 2018 to Oct 23, 2019factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Apr 7, 2016 to Mar 1, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 9, 2016 to Jun 10, 2016factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 9, 2013 to Dec 31, 2015factForm ADV
→ FORTITUDE ADVISORY GROUP L.L.C.Registered adviserregistration: previous registration
Mar 22, 2012 to Dec 5, 2013factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 7, 2003 to Feb 3, 2012factForm ADV
→ LOCUST STREET SECURITIES, INC.Registered adviserregistration: previous registration
Jan 2, 2003 to Dec 31, 2003factForm ADV

Dated events

Occurred
Jun 25, 2026
Advisor changed firm
Christopher Alex Cokinis left Lincoln Investment for Cape Investment Advisory, Inc. (registered 2026-07-14)
Form ADVobserved 5 days ago
Occurred
Nov 10, 2023
Advisor changed firm
Christopher Alex Cokinis left Calton & Associates, Inc. for Lincoln Investment (registered 2025-11-12)
Form ADVobserved 5 days ago