DFX Intelligence

RIA Intelligence

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SEC-registered adviser

E••••• A•••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York City, New YorkCRD 148180SEC 801-121889website IAPD

Latest filing Mar 31, 2026

First filing on the tape Jun 28, 2021 · 8 filings

SEC status approved since Jul 28, 2021

RAUM

$262M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$262M as of Mar 31, 2026

Mar 29, 2022$375M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 29, 20220 then

Employees (5.A)6 as of Mar 31, 2026

Mar 29, 202210 then

Private funds4 as of Mar 31, 2026

Mar 29, 20225 then

RAUM +54% over the last fiscal year+10% a year over threeIARs 0 to 0offices 1 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $43.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +54%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$262M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

10 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
H••no longer reported	Other Private Fund	$1.3B	5	May 31, 2012
E••••• A•••• M•••••• L••	Hedge Fund	$59.1M	51	Mar 20, 2014
E••••• D••• O••••••••• F•••• L•	Hedge Fund	$36.5M	3	Mar 30, 2020
E••••• T•• E•••••••• I••• L•	Hedge Fund	$24.1M	2	Mar 30, 2021
E••••• T•• E••••••••• L•	Hedge Fund	$17.2M	46	Mar 20, 2014
E••••• P•••••••• L•no longer reported	Hedge Fund	$14.4M	40	May 31, 2012
1•••••• B•• L••no longer reported	Other Private Fund	$5.9M	1	Mar 28, 2013
E••••• I••••••••• L••no longer reported	Hedge Fund	$1.0M	9	May 31, 2012
E••••• P••••••• H•••• P••••••••• L•no longer reported	Hedge Fund	$900,000	3	May 31, 2012
E••••• T•• E•••••••• I•• L•no longer reported	Hedge Fund	$9,982	4	Oct 6, 2014

Owners and control persons

Schedule A and B, latest filing

D•••••••• B••••• S••••• · General Counsel & Chief Compliance Officercontrol
since 10/2014 · owns less than 5%
H••• M•••••• D• · Chief Investment Officercontrol
since 02/2008 · owns 25% to 50%
L•••• R•••• M•••••• · Chief Operating Officercontrol
since 02/2008 · owns 25% to 50%
H••• M•••••• D• · Managing Membercontrol
since 02/2008 · owns 50% to 75% of E••••• A• G•• L••
L•••• R•••• M•••••• · Managing Membercontrol
since 02/2008 · owns 50% to 75% of E••••• A• G•• L••

Entity owners

E••••• A• G•• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

E••••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 31, 2026
RAUM (Item 5.F) moved from $170,791,841 to $262,490,754 (+54.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1145 comparable advisers, 92.0th percentile of changes)
peers: asset managers, $100M to $500M (1,145) · 92% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Discretionary RAUM · $171M to $262M
Feb 6, 2026 to Mar 31, 2026
Pooled vehicle RAUM · $171M to $262M
Feb 6, 2026 to Mar 31, 2026
RAUM · $171M to $262M
Feb 6, 2026 to Mar 31, 2026
Advisory employees · 4 to 3
Mar 28, 2025 to Feb 6, 2026
Employees · 7 to 6
Mar 28, 2025 to Feb 6, 2026
Other offices · 1 to 0
Mar 28, 2025 to Feb 6, 2026
Employees · 6 to 7
Mar 29, 2024 to Mar 28, 2025
Financial planning clients · unset to
Mar 29, 2024 to Mar 28, 2025
Discretionary RAUM · $137M to $171M
Mar 29, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $137M to $171M
Mar 29, 2024 to Mar 28, 2025
RAUM · $137M to $171M
Mar 29, 2024 to Mar 28, 2025
Discretionary RAUM · $195M to $137M
Mar 30, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $195M to $137M
Mar 30, 2023 to Mar 29, 2024
RAUM · $195M to $137M
Mar 30, 2023 to Mar 29, 2024
Accounts · 7 to 6
Mar 29, 2022 to Mar 30, 2023
Pooled vehicle clients · 7 to 6
Mar 29, 2022 to Mar 30, 2023
Employees · 10 to 6
Mar 29, 2022 to Mar 30, 2023
Other offices · 2 to 1
Mar 29, 2022 to Mar 30, 2023
Private funds · 5 to 4
Mar 29, 2022 to Mar 30, 2023
Discretionary RAUM · $375M to $195M
Mar 29, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $375M to $195M
Mar 29, 2022 to Mar 30, 2023
RAUM · $375M to $195M
Mar 29, 2022 to Mar 30, 2023
Employees · 9 to 10
Aug 23, 2021 to Mar 29, 2022
Discretionary RAUM · $571M to $375M
Aug 23, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $571M to $375M
Aug 23, 2021 to Mar 29, 2022
RAUM · $571M to $375M
Aug 23, 2021 to Mar 29, 2022
Private funds · 10 to 5
Jun 28, 2021 to Aug 23, 2021

Signals

3 dated events

E••••• A•••• M••••••••• L• reported RAUM $195.2M, down 48% from $374.6M (2022-03-29 to 2023-03-30)
Mar 30, 2023 · RAUM change · derived
E••••• A•••• M••••••••• L• reported RAUM $374.6M, down 34% from $571.1M (2021-08-23 to 2022-03-29)
Mar 29, 2022 · RAUM change · derived
E••••• A•••• M••••••••• L• filed its initial SEC registration (Form ADV)
Jun 28, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

E••••• A•••• M••••••••• L• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: E•••••AM.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-608-3300reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026