DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mwa Financial Services, Inc.
Latest filing May 1, 2026
First filing on the tape Dec 18, 2015 · 139 filings
SEC status approved since Jan 4, 2016
RAUM
$640M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
97%
$623M individuals and HNW
Advisors
210
registered through the firm on IAPD
RAUM per advisor
$3.0M
derived; firm RAUM over IAPD count
Employees
721
164 advisory (5.B.1)
Offices
104
beyond the principal office
Private funds
0
reported on Schedule D
History
139 filings and snapshots on the tape
RAUM$640M as of May 1, 2026
Mar 29, 2016$14.1M then
HNW client RAUM$118M as of May 1, 2026
Mar 30, 2020$1.0M then
State-registered IARs (5.B.3)182 as of May 1, 2026
Mar 29, 201633 then
Employees (5.A)721 as of May 1, 2026
Mar 29, 2016727 then
Private funds: no history
RAUM +70% over the last fiscal year+68% a year over threeIARs 149 to 182offices 97 to 104
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $3.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $171,855derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.4derivedItem 5.A over advisors
- Advisors per office
- 2.0derived105 offices incl. principal (1.F.5)
- RAUM growth, one year
- +70%derivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $640MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$505M79%
- High-net-worth individuals$118M18%
- Charitable organizations$9.7M1.5%
- Corporations and businesses$7.3M1.1%
- Individual clients
- 1,905reported
- HNW clients
- 76reported
- Pension plan clients
- 0reported
- Charitable clients
- 17reported
- Accounts
- 3,724reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $533M sponsored, $107M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=646.0derived
Advisors registered through the firm
210 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Clint Joseph PogemillerCertified Financial Planner | Rock Island, Il | Feb 27, 2004 | 27 y | 0 |
| Thomas GreenCertified Financial Planner | Streator, Il | Jun 18, 2004 | 35 y | 1 |
| Larry Lee Marlette | Baraboo, Wi | Aug 3, 2004 | 27 y | 0 |
| Joseph Benton Griffith | Liberty, Nc | Sep 14, 2004 | 52 y | 0 |
| Steward David Lyman | Rock Island, Il | Sep 22, 2004 | 30 y | 0 |
| Douglas Wilson Grenier | Bettendorf, Ia | Feb 13, 2006 | 35 y | 1 |
| Sarah Jane Hyde | Rock Island, Il | Feb 16, 2006 | 21 y | 0 |
| Dawn M Jensen | Rock Island, Il | Feb 17, 2006 | 27 y | 0 |
| Michael James Hetrick | Rock Island, Il | Feb 17, 2006 | 23 y | 2 |
| David Charles PereiraCertified Financial Planner | Westbrook, Me | Aug 25, 2006 | 35 y | 1 |
| Barrett William Essman | Rock Island, Il | Jan 8, 2007 | 20 y | 0 |
| Jeffrey Earl EastinCertified Financial Planner | Huntsville, Al | Aug 23, 2007 | 30 y | 3 |
| Kellie Marie Rech | Rock Island, Il | Jan 6, 2009 | 22 y | 0 |
| Steven Charles WellingtonCertified Financial Planner | Sugar Grove, Il | Feb 11, 2011 | 28 y | 1 |
| Kallene Marie FarisCertified Financial Planner, Chartered Financial Consultant | Pueblo, Co | Apr 5, 2012 | 17 y | 0 |
| Theodore Henry Heidrich | Falmouth, Me | Feb 20, 2013 | 39 y | 0 |
| Charles Edmund SimmsChartered Financial Consultant | Rock Island, Il | May 15, 2014 | 31 y | 0 |
| Patrice Marie Mccann-KoerselmanChartered Financial Consultant | Horace, Nd | Jan 28, 2017 | 30 y | 0 |
| Scott Matthew McdonaldChartered Financial Consultant | Grand Rapids, Mi | Feb 28, 2017 | 21 y | 0 |
| Bradley Stuart FranksChartered Financial Consultant | Davenport, Ia | Jun 14, 2017 | 18 y | 0 |
| Jonathan Paul ObestCertified Financial Planner | Laguna Hills, Ca | Jun 28, 2017 | 12 y | 0 |
| Lucas Nathan Hill | Franklin, In | Jan 16, 2018 | 12 y | 0 |
| Zachary Tyler Mcdowell | Raleigh, Nc | Apr 5, 2018 | 11 y | 0 |
| Barry Shane Catlett | Chattanooga, Tn | Jul 2, 2018 | 16 y | 0 |
| William Terrill Schenck | Rock Island, Il | Sep 24, 2018 | 23 y | 1 |
| Nathan William Neighbour | Davenport, Ia | Jan 10, 2019 | 14 y | 0 |
| Timothy Patrick Smith | Denton, Tx | Feb 8, 2019 | 13 y | 0 |
| Daniel Thomas LloydChartered Financial Consultant | Milwaukee, Wi | Feb 11, 2019 | 20 y | 1 |
| Bennett L Sperber | Ontario, Ca | Mar 28, 2019 | 10 y | 0 |
| Timothy Joseph Vinton | Lincoln, Ne | Apr 1, 2019 | 26 y | 1 |
| Arthur Lorenz Patterson | Kyle, Tx | Apr 2, 2019 | 24 y | 1 |
| Andrew Donald Dewey | Geneseo, Il | Apr 15, 2019 | 15 y | 0 |
| Jarrett Doss GlossonChartered Financial Consultant | Ft. Myers, Fl | May 22, 2019 | 20 y | 0 |
| Dannielle Willoughby Roberts | Sulligent, Al | Aug 8, 2019 | 14 y | 0 |
| Gregory Dale MallettChartered Financial Consultant | Tulsa, Ok | Dec 11, 2019 | 29 y | 0 |
| Robert Vlao Scovil | Pocatello, Id | Jan 20, 2020 | 23 y | 0 |
| Brent Nathan Bice | Summerville, Sc | Jan 21, 2020 | 12 y | 0 |
| Amanda Suzanne Denney | Delaware, Oh | Feb 19, 2020 | 16 y | 0 |
| Brian Eugene Souder | Columbus, Oh | Feb 21, 2020 | 14 y | 0 |
| Jefferey Zhu | Ontario, Ca | May 27, 2020 | 11 y | 0 |
Advisor movement
17 left, 11 joined in 12 months
net -6 in 12 months4 left in 90 days4 joined in 90 daysdeparture rate 8.1% of current headcount50 left over 36 months
Left, latest
- Anthony Christian Pritzel to Equitable Advisors, LLCJul 23, 2026 · Affiliated broker-dealer or bank to another
- John Douglas Cox to Global View Capital Management LLCJul 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Amanda Louise Laney to MML Investors Services, LLCJul 14, 2026 · Affiliated broker-dealer or bank to another
- Alexander Shcharansky to LPL Financial LLCJun 30, 2026 · Affiliated broker-dealer or bank to another
- Dane Brandon Crick to LPL Financial LLCJun 9, 2026 · Affiliated broker-dealer or bank to another
- Connor Edward Van Skike to Alliancebernstein L.P.May 11, 2026 · Other
- Ross Martin to Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 9, 2026 · Affiliated broker-dealer or bank to wirehouse
- Stephen Anthony Hoversten to Ameritas Advisory Services, LLCMar 18, 2026 · Affiliated broker-dealer or bank to another
- Layton Dale Bicanovsky to State Farm Investment Management Corp.Mar 18, 2026 · Other
- Seth D Reed to Edward JonesDec 31, 2025 · Affiliated broker-dealer or bank to another
- Susan Jean Sturm-Bailey to LPL Financial LLCDec 12, 2025 · Affiliated broker-dealer or bank to another
- Zachary Mason Hansen to Charles Schwab & Co., Inc.Dec 3, 2025 · Affiliated broker-dealer or bank to another
- Alexander Christian Anderson to LPL Enterprise, LLCDec 3, 2025 · Affiliated broker-dealer or bank to another
- Jacob B Salloum to Hightower Advisors, LLCDec 2, 2025 · Affiliated broker-dealer or bank to another
- Jason Eugene Griffin to LPL Enterprise, LLCNov 13, 2025 · Affiliated broker-dealer or bank to another
Joined, latest
- Jon M Starr from Knights Of Columbus Asset Advisors LLCJul 23, 2026 · Other
- Allison Hope Tuthill from Principal Securities, Inc.Jul 20, 2026 · Affiliated broker-dealer or bank to another
- John Douglas Cox from Primerica AdvisorsJul 7, 2026 · Affiliated broker-dealer or bank to another
- Wade Gaylen Cornick from LPL Financial LLCJun 26, 2026 · Other
- Jorge Castillo from Primerica AdvisorsMay 14, 2026 · Affiliated broker-dealer or bank to another
- Sara Susan Karweick from Thrivent Investment Management Inc.Jan 5, 2026 · Other
- Elizabeth A Abben from LPL Financial LLCDec 17, 2025 · Affiliated broker-dealer or bank to another
- Curtis Lee Weeks from Planmember Securities CorporationDec 8, 2025 · RIA to affiliated broker-dealer or bank
- Mark Anthony Kubik from Gwn Securities Inc.Dec 7, 2025 · Affiliated broker-dealer or bank to another
- Jared Michael Mysliwiec from Ameriprise Financial Services, LLCOct 16, 2025 · Affiliated broker-dealer or bank to another
- Chris Jon Knabe from Cuso Financial Services, L.P.Oct 8, 2025 · Affiliated broker-dealer or bank to another
- Elizabeth Nichole Straub from Mutual Of Omaha Investor Services, Inc.Aug 12, 2025 · RIA to affiliated broker-dealer or bank
- Alexander Christian Anderson from Wells Fargo AdvisorsJul 17, 2025 · Wirehouse to affiliated broker-dealer or bank
- John Michael Shelton from Park Avenue Securities LLCJul 8, 2025 · Affiliated broker-dealer or bank to another
- Angel Manuel Sanchez Ramos from Vanguard Advisers, Inc.Jun 12, 2025 · Affiliated broker-dealer or bank to another
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dawn M Jensen · Chief Operations Officercontrolsince 04/2018 · owns less than 5%
- Clint Joseph Pogemiller · President/Chairmancontrolsince 06/2015 · owns less than 5%
- Kellie Marie Rech · Chief Compliance Officercontrolsince 05/2022 · owns less than 5%
- Lester Lee Bohnert · Directorsince 04/2018 · owns less than 5%
- Shea Eugene Doyle · Secretary/Directorsince 01/2023 · owns less than 5%
- Neil Thomas Eigenbrod · Finopsince 10/2020 · owns less than 5%
- Jerald James Lyphout · Directorsince 01/2023 · owns less than 5%
- Jeffrey Neil Sowards · Directorsince 06/2019 · owns less than 5%
- Todd David Swanson · Treasurersince 06/2011 · owns less than 5%
- Brett Matthew Van · Directorsince 05/2015 · owns less than 5%
Entity owners
- Modern Woodmen Of America · Parent Co.direct · owns 75% or more
Related persons
Schedule D 7.A
- Modern Woodmen Of America, Inc.real estatey
- Mwa General Agencyreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rock Island, Il · principal | 19 | 6 | 0 | ||
| Laguna Hills, Ca | 10 | 3 | 1 | ||
| Raleigh, Nc | 9 | 4 | 0 | ||
| Ontario, Ca | 9 | 3 | 1 | ||
| Davenport, Ia | 6 | 2 | 0 | ||
| Dallas, Tx | 5 | 1 | 0 | ||
| Mansfield, Oh | 5 | 1 | 1 | ||
| Denton, Tx | 5 | 1 | 0 | ||
| Grand Rapids, Mi | 4 | 2 | 0 | ||
| Culver City, Ca | 4 | 3 | 0 | ||
| Milwaukee, Wi | 4 | 0 | 0 | ||
| Columbus, Oh | 4 | 2 | 0 | ||
| Conway, Ar | 3 | 1 | 0 | ||
| Salem, Nh | 3 | 1 | 0 | ||
| Summerville, Sc | 3 | 0 | 0 | ||
| Brookfield, Wi | 3 | 1 | 0 | ||
| Greenwood, In | 3 | 2 | 1 | ||
| Phoenix, Az | 3 | 2 | 0 | ||
| Concord, Nc | 3 | 1 | 0 | ||
| Westbrook, Me | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Laguna Hills, CA7 employees
- Mansfield, OH4 employees
- Ontario, CA4 employees
- Charlotte, NC3 employees
- Denton, TX3 employees
- Austin, TX2 employees
- Waterford, WI2 employees
- Milwaukee, WI2 employees
- Greenwood, IN2 employees
- Cincinnati, OH2 employees
- Brookfield, WI2 employees
- Maumee, OH2 employees
- Rancho Mirage, CA1 employees
- , 1 employees
- Roanoke Rapids, NC1 employees
- Castro Valley, CA1 employees
- Davenport, IA1 employees
- Huntsville, AL1 employees
- Lewiston, ME1 employees
- Bettendorf, IA1 employees
- Corinth, MS1 employees
- , 1 employees
- , 1 employees
- Tulsa, OK1 employees
- Raleigh, NC1 employees
What changed
consecutive filings, newest first
- Accounts · 2,298 to 3,724Feb 9, 2026 to Mar 31, 2026
- Advisory employees · 134 to 164Feb 9, 2026 to Mar 31, 2026
- BD registered reps · 606 to 646Feb 9, 2026 to Mar 31, 2026
- Charity clients · 13 to 17Feb 9, 2026 to Mar 31, 2026
- Corporate clients · 13 to 14Feb 9, 2026 to Mar 31, 2026
- HNW clients · 49 to 76Feb 9, 2026 to Mar 31, 2026
- Individual clients · 2,223 to 1,905Feb 9, 2026 to Mar 31, 2026
- Employees · 674 to 721Feb 9, 2026 to Mar 31, 2026
- Financial planning clients · 26-50 to 51-100Feb 9, 2026 to Mar 31, 2026
- State-registered IARs · 149 to 182Feb 9, 2026 to Mar 31, 2026
- Other offices · 97 to 104Feb 9, 2026 to Mar 31, 2026
- HNW RAUM · $66.1M to $118MFeb 9, 2026 to Mar 31, 2026
- Individual RAUM · $296M to $505MFeb 9, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $377M to $640MFeb 9, 2026 to Mar 31, 2026
- RAUM · $377M to $640MFeb 9, 2026 to Mar 31, 2026
- Wrap assets (manager) · $90.1M to $107MFeb 9, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $287M to $533MFeb 9, 2026 to Mar 31, 2026
- Financial planning clients · 26-50 to 26-50Apr 16, 2025 to Jun 5, 2025
- Accounts · 1,432 to 2,298Jan 23, 2025 to Apr 16, 2025
- Advisory employees · 115 to 134Jan 23, 2025 to Apr 16, 2025
- BD registered reps · 653 to 606Jan 23, 2025 to Apr 16, 2025
- Charity clients · 7 to 13Jan 23, 2025 to Apr 16, 2025
- HNW clients · 30 to 49Jan 23, 2025 to Apr 16, 2025
- Individual clients · 1,382 to 2,223Jan 23, 2025 to Apr 16, 2025
- Employees · 685 to 674Jan 23, 2025 to Apr 16, 2025
- Financial planning clients · 11-25 to 26-50Jan 23, 2025 to Apr 16, 2025
- State-registered IARs · 131 to 149Jan 23, 2025 to Apr 16, 2025
- Other offices · 81 to 97Jan 23, 2025 to Apr 16, 2025
- HNW RAUM · $46.4M to $66.1MJan 23, 2025 to Apr 16, 2025
- Individual RAUM · $163M to $296MJan 23, 2025 to Apr 16, 2025
- Non-discretionary RAUM · $216M to $377MJan 23, 2025 to Apr 16, 2025
- RAUM · $216M to $377MJan 23, 2025 to Apr 16, 2025
- Related broker-dealer · false to trueJan 23, 2025 to Apr 16, 2025
- Wrap assets (manager) · $68.2M to $90.1MJan 23, 2025 to Apr 16, 2025
- Wrap assets (sponsor) · $148M to $287MJan 23, 2025 to Apr 16, 2025
- Accounts · 987 to 1,432Mar 8, 2024 to Mar 28, 2024
- Advisory employees · 102 to 115Mar 8, 2024 to Mar 28, 2024
- BD registered reps · 679 to 653Mar 8, 2024 to Mar 28, 2024
- Charity clients · 4 to 7Mar 8, 2024 to Mar 28, 2024
- Corporate clients · 4 to 13Mar 8, 2024 to Mar 28, 2024
Signals
60 dated events
- Maxwell Nathaniel Gates added a MA registration at Mwa Financial Services, Inc.Sep 16, 2026 · New state registration · fact
- Maxwell Nathaniel Gates added a ME registration at Mwa Financial Services, Inc.Sep 2, 2026 · New state registration · fact
- Maxwell Nathaniel Gates added a NH registration at Mwa Financial Services, Inc.Sep 1, 2026 · New state registration · fact
- Anthony Christian Pritzel left Mwa Financial Services, Inc. for Equitable Advisors, Llc (registered 2026-08-20)Jul 23, 2026 · Advisor changed firm · fact
- John Douglas Cox left Mwa Financial Services, Inc. for Global View Capital Management Llc (registered 2026-07-30)Jul 15, 2026 · Advisor changed firm · fact
- Amanda Louise Laney left Mwa Financial Services, Inc. for Mml Investors Services, Llc (registered 2026-07-29)Jul 14, 2026 · Advisor changed firm · fact
- Alexander Shcharansky left Mwa Financial Services, Inc. for Lpl Financial Llc (registered 2026-06-29)Jun 30, 2026 · Advisor changed firm · fact
- Dane Brandon Crick left Mwa Financial Services, Inc. for Lpl Financial Llc (registered 2026-06-12)Jun 9, 2026 · Advisor changed firm · fact
- Connor Edward Van Skike left Mwa Financial Services, Inc. for Alliancebernstein L.P. (registered 2026-05-27)May 11, 2026 · Advisor changed firm · fact
- Ross Martin left Mwa Financial Services, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-05-05)Apr 9, 2026 · Advisor changed firm · fact
- Mwa Financial Services, Inc. reported 104 offices beyond its principal office, up from 97 (2026-02-09 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Mwa Financial Services, Inc. reported 182 state-registered advisory representatives, up from 149 (2026-02-09 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Mwa Financial Services, Inc. reported RAUM $640.0M, up 70% from $376.9M (2026-02-09 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Stephen Anthony Hoversten left Mwa Financial Services, Inc. for Ameritas Advisory Services, Llc (registered 2026-03-09)Mar 18, 2026 · Advisor changed firm · fact
- Layton Dale Bicanovsky left Mwa Financial Services, Inc. for State Farm Investment Management Corp. (registered 2026-04-22)Mar 18, 2026 · Advisor changed firm · fact
- Seth D Reed left Mwa Financial Services, Inc. for Edward Jones (registered 2026-02-12)Dec 31, 2025 · Advisor changed firm · fact
- Susan Jean Sturm-Bailey left Mwa Financial Services, Inc. for Lpl Financial Llc (registered 2025-11-24)Dec 12, 2025 · Advisor changed firm · fact
- Zachary Mason Hansen left Mwa Financial Services, Inc. for Charles Schwab & Co., Inc. (registered 2025-12-05)Dec 3, 2025 · Advisor changed firm · fact
- Alexander Christian Anderson left Mwa Financial Services, Inc. for Lpl Enterprise, Llc (registered 2025-12-10)Dec 3, 2025 · Advisor changed firm · fact
- Jacob B Salloum left Mwa Financial Services, Inc. for Hightower Advisors, Llc (registered 2025-11-24)Dec 2, 2025 · Advisor changed firm · fact
- Jason Eugene Griffin left Mwa Financial Services, Inc. for Lpl Enterprise, Llc (registered 2025-10-21)Nov 13, 2025 · Advisor changed firm · fact
- Zane Edwin Parrott left Mwa Financial Services, Inc. for Commonwealth Financial Network (registered 2025-11-12)Nov 5, 2025 · Advisor changed firm · fact
- Cameron Wood left Mwa Financial Services, Inc. for Empower Advisory Group, Llc (registered 2026-07-29)Oct 24, 2025 · Advisor changed firm · fact
- William Alexander Solan left Mwa Financial Services, Inc. for Esi Financial Advisors (registered 2025-09-09)Sep 11, 2025 · Advisor changed firm · fact
- Evan Michael Davis left Mwa Financial Services, Inc. for Mml Investors Services, Llc (registered 2025-09-15)Sep 10, 2025 · Advisor changed firm · fact
- Aaron Farver left Mwa Financial Services, Inc. for Mutual Of Omaha Investor Services, Inc. (registered 2025-09-19)Aug 20, 2025 · Advisor changed firm · fact
- Steven Ignacio Flores left Mwa Financial Services, Inc. for Ameriprise Financial Services, Llc (registered 2025-09-23)Aug 20, 2025 · Advisor changed firm · fact
- Brandon Millard left Mwa Financial Services, Inc. for Northwestern Mutual Investment Services,Llc (registered 2025-09-25)Aug 14, 2025 · Advisor changed firm · fact
- Christina Rene Nolan left Mwa Financial Services, Inc. for Edward Jones (registered 2025-08-04)Aug 5, 2025 · Advisor changed firm · fact
- Angel Manuel Sanchez Ramos left Mwa Financial Services, Inc. for State Farm Investment Management Corp. (registered 2026-09-03)Jul 31, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/modern-woodmen-of-america/posts/?feedVireportedpublic record, Form ADV, Sep 17, 2026
- Website
- MODERN-WOODMEN.ORGreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 309-558-3100reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026